Winter S A & Associates Inc (La Jolla)

Winter S A & Associates Inc is a large advisory firm based in La Jolla. It manages $96.55 million of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Illinois.

Winter S A & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Winter S A & Associates: assets under management

The assets under management (AUM) of Winter S A & Associates Inc is $96.55 million. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $36.45 million in discretionary accounts and $60.1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.11 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $6.01 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Winter S A & Associates Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Winter S A & Associates Inc

Stanley Arthur Winter has been acting as President since 1 Jun 1968. Janice C. Johnson joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stanley Arthur Winter	President	1 Jun 1968	50% - 75%	4347601
Janice C. Johnson	Secretary	1 Sep 1974	25% - 50%	4347606

Based in La Jolla

The principal office where Winter S A & Associates Inc performs its advisory services is located at 7911 Herschel Avenue, Ste 202, La Jolla, CA 92037 The mailing address of the firm is P. O. Box 1087, La Jolla, CA 92038 1087. It doesn’t run an office outside of the United States.