J.P. Morgan Investment Management Inc. (New York)

Name: J.P. Morgan Investment Management Inc.
Address: 383 Madison Avenue, New York, NY, 10179 0001
Telephone: 800-343-1113

J.P. Morgan Investment Management Inc. is a large advisory firm based in New York. It manages $1.4 trillion of regulatory assets for 37,591 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

J.P. Morgan Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.P. Morgan Investment Management: assets under management

The assets under management (AUM) of J.P. Morgan Investment Management Inc. is $1.4 trillion. The firm's AUM has grown by 259% since the beginning of its operation, and $368.24 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.4 trillion in discretionary accounts and $4.78 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $37.2 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $101.62 million.

J.P. Morgan Investment Management has custody of $19.01 billion in cash and securities for 93 clients in total and its related person acts as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 17% of the total AUM. The second-largest asset type is government bonds, which make up 16% of the firm’s portfolio. Investments in other assets form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.P. Morgan Investment Management Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients George Crosby White Gatch serves?

The firm provides services to insurance companies, investment companies, charitable organizations, other investment advisers, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of George Crosby White Gatch is investment companies with 163 clients and $650.09 billion of assets under management. Among the 12 most similar advisory firms, J.P. Morgan Investment Management has the 5th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $1.39 trillion for 1,722 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

J.P. Morgan Investment Management also advises several private funds. Namely, three hedge funds, one liquidity fund, thirty four real estate funds, eighty eight other private funds, and thirty three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $50,000,000.

Careers at J.P. Morgan Investment Management Inc.

The company employs 3,082 people that are either part- or full-time employees. 24 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

George Crosby White Gatch has been acting as President since 1 Jun 2012. William Vasiliy Harris joined the executive team most recently as the Director / Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fredric Armstrong Nelson	Head of us equity/managing director	1 May 1994	Other	4619723
Thomas James Smith	Chief compliance officer/ vp	1 Jul 1996	Other	4325577
Jeff Trongone	Chief financial officer/md	1 Apr 1999	Other	4336443
Ronald Richard Dewhurst	Director/mng director/president/head of j.p. morgan chase & co.'s asset mgmt business in the americas	1 Feb 2000	Other	1590061
J.P. Morgan Chase & Co.	Shareholder	1 Dec 2000	75% - 100%	13-2624428
Veronique Weill	Head of global technology and operations/md/director	1 Dec 2000	Other	4372858
Paul Louis Scibetta	Head of legal for asset management in the americas/md	1 Jun 2001	Other	4448887
Mark Barry Ewart White	Head of international business for jpmfam/director	1 Nov 2001	Other	4348067
Eve Guernsey	President/director/managing director	1 Oct 2002	Other	2861310
Dennis Miles Kass	Director/managing director	1 Oct 2002	Other	1244371
George C.W Gatch	Director/managing director	1 Oct 2002	Other	4320888
Kenneth M Moore	Chief financial officer/vice president	1 Oct 2002	Other	4604664
Seth Perry Bernstein	Global head of fixed income/managing director	1 Oct 2002	Other	2025891
Evelyn Victoria Exley Guernsey	President/director/managing director	1 Oct 2002	Other	2861310
George Crosby White Gatch	Director/managing director	1 Oct 2002	Other	4320888
Lawrence Mark Unrein	Director/cio-global head of private equity/managing director	1 Feb 2003	Other	4380391
Martin Roy Porter	Cio-global head of equities & balanced group/managing director	1 Feb 2003	Other	4360894
Pablo Forero	Deputy global head of equities/managing director	1 Feb 2003	Other	4620057
Andrew Spencer	Chief investment officer of us retail business/managing director	1 Mar 2003	Other	4671266
Roy Kinnear	Treasurer/managing director	1 Apr 2003	Other	4517164
Patricia Lurel Cook	Chief investment officer of global fixed income/managing director	1 May 2003	Other	1066107
Anthony Mark Leslie Roberts	Head of legal/managing director	1 Jul 2003	Other	4691455
Jpmorgan Asset Management Holdings Inc.	Shareholder	1 Oct 2003	75% - 100%	13-4131516
J.P. Morgan Fleming Asset Management Holdings Inc.	Shareholder	1 Oct 2003	75% - 100%	13-4131516
Marvin Richard Chiddick	Treasurer/vice president	1 Jan 2004	Other	4824359
Francis Xavier Curley	Chief compliance officer/vice president	1 Jul 2004	Other	2572714
Clive Stuart Brown	Director	1 Feb 2005	Other	4355267
Clive Stuart Brown	Director	1 Apr 2005	Other	4355267
Iiman Ahmed Pappas	Treasurer/managing director	1 Apr 2005	Other	2039815
Amy Pappas	Treasurer/managing director	1 Apr 2005	Other	2039815
Scott Edward Richter	Chief legal officer	1 Nov 2005	Other	2859318
Thomas James Smith	Chief compliance officer/managing director	1 Feb 2006	Other	4325577
Joseph Kenneth Azelby	Director/cio-global head of real estate/managing director	1 Mar 2006	Other	1362405
Paul A Quinsee	Director/managing director	1 Mar 2006	Other	4337194
Paul Anthony Quinsee	Director/global head of equities/managing director	1 Mar 2006	Other	4337194
Seth Perry Bernstein	Director/global head of fixed income/managing director	1 Mar 2006	Other	2025891
Amy Pappas	Director/treasurer/managing director	1 Mar 2006	Other	2039815
John Leo Oliva	Chief compliance officer	1 Sep 2006	Other	1197135
Scott Edward Richter	Secretary / managing director	1 May 2007	Other	2859318
John Hardy Hunt	Director/managing director	1 Jul 2007	Other	1951361
Richard T. Madsen	Director/managing director	1 Dec 2007	Other	5379532
Joseph John Bertini	Chief compliance officer/managing director	1 Feb 2008	Other	4366969
Robert Lynn Young	Director/coo/managing director	1 Aug 2010	Other	2883922
George Crosby White Gatch	President/director/ceo	1 Aug 2010	Other	4320888
Craig M Sullivan	Cfo/managing director	1 Aug 2010	Other	5841189
Craig Michael Sullivan	Director/managing director/cfo	1 Aug 2010	Other	5841189
James Baldridge Broderick	Director/managing director	1 Mar 2011	Other	2245045
Catherine Ann Keating	Director/ceo/managing director	1 Jun 2011	Other	3222275
George Crosby White Gatch	Director/chairman/managing director	1 Jun 2012	Other	4320888
Craig Michael Sullivan	Director/treasurer/cfo/managing director	1 Jun 2012	Other	5841189
Peter Schwicht	Director/managing director	1 Jun 2012	Other	6090550
Catherine Ann Keating	Director/president/ceo//managing director	1 Jun 2012	Other	3222275
Christopher Paul Willcox	Director / global head of fixed income / managing director	1 Nov 2012	Other	4825498
Patricia Ann Maleski	Director/managing director	1 Dec 2013	Other	5922628
David Hugh Charles Brigstocke	Director/managing director	1 Dec 2013	Other	1796907
Andrew Richard Powell	Director/managing director	1 Feb 2015	Other	6448006
John Thomas Donohue	Director / president / ceo / managing director	1 Feb 2015	Other	2372302
Douglas Clark Wurth	Director / global product head / managing director	1 Feb 2015	Other	2937948
Joy Catherine Dowd	Director / control officer executive / managing director	1 Feb 2015	Other	3198471
Jedediah Isiah Michael Laskowitz	Director / global product head / managing director	1 Feb 2015	Other	4324954
Robert Charles Michele	Director / investment team head / managing director	1 Feb 2015	Other	2424610
Michael Frederick O'brien	Director / global product head / managing director	1 Feb 2015	Other	1580903
Michael John O'brien	Director / co-head of asset management solutions/ managing director	1 Feb 2015	Other	1580903
Joseph Sanzone	Chief compliance officer/executive director	1 Oct 2015	Other	6581797
Mark A Egert	Chief compliance officer\executive director	1 Feb 2016	Other	2953843
Mark Alan Egert	Chief compliance officer\managing director	1 Feb 2016	Other	2953843
Michael Alan Camacho	Director/global head of beta strategies/managing director	1 Jan 2017	Other	2907298
Anton Cyriel Pil	Director/global head of real assets/managing director	1 Jan 2017	Other	4630652
Megan Ann Mcclellan	Director/ treasurer/ cfo/ managing director	1 Jan 2017	Other	4752817
Paul A Quinsee	Director/global head of equities/managing director	1 Jan 2017	Other	4337194
Anton C. Pil	Director/global head of real assets/managing director	1 Jan 2017	Other	4630652
Paul Anthony Quinsee	Director/global head of equities/managing director	1 Jan 2017	Other	4337194
Mark Alan Egert	Chief compliance officer\managing director	1 Feb 2017	Other	2953843
William Vasiliy Harris	Director / managing director	1 Aug 2017	Other	2649984

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jpmorgan Chase & Co.	100% sharehholder	1 Oct 2003	75% - 100%	13-2624428
J.P. Morgan Chase & Co.	100% sharehholder of j.p. morgan fleming asset management holdings inc.	1 Oct 2003	75% - 100%	13-2624428
Jpmorgan Chase & Co.	100% sharehholder	1 Apr 2017	75% - 100%	13-2624428
Jpmorgan Chase Holdings Llc	100% shareholder	1 Apr 2017	75% - 100%	81-3858870

Based in New York

The principal office where J.P. Morgan Investment Management Inc. performs its advisory services is located at 383 Madison Avenue, New York, NY 10179 0001 The mailing address of the firm is 277 Park Avenue, Ny1 E026, NY 10172. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-343-1113. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at jpmorgan.com.