Tactical Global Management Limited (Brisbane)

Name: Tactical Global Management Limited
Address: Level 4 Waterfront Place, Brisbane, 4000
Telephone: +61 7 3239 2777

Tactical Global Management Limited is an adviser based in Brisbane. It manages $27.69 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2017.

Tactical Global Management Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tactical Global Management Limited: assets under management

The assets under management (AUM) of Tactical Global Management Limited is $27.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and $27.69 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $27.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.85 billion each.

Investments

The firm invests in derivatives the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tactical Global Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter John Higgs serves?

The firm provides services to pooled investment vehicles and pension and profit sharing plans. The largest group of clients of Peter John Higgs is pension and profit sharing plans with 5 clients and $23.21 billion of assets under management. Among the 8 most similar advisory firms, Tactical Global Management Limited has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $24.29 billion for 11 clients. 100% of the firm’s clients are foreign persons or businesses.

Tactical Global Management Limited doesn't advise any private funds.

Careers at Tactical Global Management Limited

The company employs 13 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter John Higgs has been acting as President since 1 Jul 2000. Tracy Adams joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tactical Global Management Limited	Beneficial owner	1 Jul 2000	75% - 100%	foreign
Peter John Higgs	Chairman	1 Jul 2000	Other	4383189
Stephen Patrick Goode	Director	1 Dec 2006	Other	5275893
Melanie Susan Woodward	Director	1 Jul 2012	Other	4383185
Tracy Adams	Director	1 Mar 2017	Other	6932588
Tracey Adams	Director	1 Mar 2017	Other	6932588

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tgm Team Pty Ltd	Trustee	1 Jan 2004	Other	foreign
Tgm Team Trust	Beneficial owner	1 Jan 2004	75% - 100%	foreign
Peter John Higgs	Beneficial owner	1 Jan 2004	75% - 100%	4383189
Stephen Patrick Goode	Beneficial owner	1 Jan 2004	25% - 50%	5275893

Based in Brisbane

The principal office where Tactical Global Management Limited performs its advisory services is located at Level 4 Waterfront Place, Brisbane, 4000 The mailing address of the firm is Gpo Box 7892, Brisbane, 4001. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +61 7 3239 2777 or by fax +61 7 3239 2700. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at tgm-global.com.