Carion Capital LLC (Santa Monica)

Name: Carion Capital LLC
Address: 406 Wilshire Blvd, Santa Monica, CA, 90401
Telephone: 310-455-5586

Carion Capital LLC is a mid-sized advisory firm based in Santa Monica. It manages $25 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California and New York.

Carion Capital provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carion Capital: assets under management

The assets under management (AUM) of Carion Capital LLC is $25 million. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $20 million in discretionary accounts and $5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.5 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carion Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Carion Capital LLC

Inc. Carion Estates joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Carion Estates	Member	1 Jan 2011	50% - 75%	74-3254656
George Gyorgy Rupp	Chief compliance officer	1 Jan 2011	Other	3086947
Janos Nmn Szani	Managing member	1 Jan 2011	25% - 50%	5919034
Janos Szani	Chief executive officer	1 Jan 2011	25% - 50%	5919034

Based in Santa Monica

The principal office where Carion Capital LLC performs its advisory services is located at 406 Wilshire Blvd, Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-455-5586 or by fax 310-828-2213. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at www.carion.com.