Oia Ltd (Tortola)

Name: Oia Ltd
Address: Sebastian's On The Beach, Tortola, Vg1130
Telephone: 284-542 0715

Oia Ltd is an adviser based in Tortola. It manages $840 thousand of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2015.

Oia provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as ria.

Oia: assets under management

The assets under management (AUM) of Oia Ltd is $840 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and $440 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $840 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $140 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is sovereign bonds, which make up 30% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Oia Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oia serves?

The only and largest group of clients of Oia is individuals with 6 clients and $840 thousand of assets under management. Among the 3 most similar advisory firms, Oia has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $840 thousand for 6 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 80% of the firm’s clients are foreign persons or businesses.

Oia doesn't advise any private funds.

Careers at Oia Ltd

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Lionel Bridgewater	Chief compliance officer	1 Jun 2005	75% - 100%	4382003

Based in Tortola

The principal office where Oia Ltd performs its advisory services is located at Sebastian's On The Beach, Tortola, Vg1130 The mailing address of the firm is Po Box 3838, Tortola, Vg1110. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 284-542 0715 or by fax N/A. The normal business hours are 9.00-5.00 on Monday - Friday. You can find more information about the New York firm at oialtd.com.