Luthman Financial Management & Investment Company, LLC (Dayton)

Luthman Financial Management & Investment Company, LLC is an adviser based in Dayton. It manages $11.2 million of regulatory assets for 40 client accounts. It has been registered with the SEC as an adviser since 2004.

Luthman Financial Management & Investment Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Luthman Financial Management & Investment Company: assets under management

The assets under management (AUM) of Luthman Financial Management & Investment Company, LLC is $11.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $280 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Luthman Financial Management & Investment Company, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Luthman Financial Management & Investment Company, LLC

Richard Michael Luthman has been acting as President since 1 Feb 2003. Theresa Marie Luthman joined the executive team most recently as the Secretary/Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Michael Luthman	President/cio	1 Feb 2003	75% - 100%	1960491
Theresa Marie Luthman	Secretary/treasurer	1 Feb 2003	25% - 50%	4636146

Based in Dayton

The principal office where Luthman Financial Management & Investment Company, LLC performs its advisory services is located at 1230 Welsford, Dayton, OH 45459, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.