Charlesbank Capital Partners, LLC (Boston)

Name: Charlesbank Capital Partners, LLC
Address: 200 Clarendon Street, Boston, MA, 02116 5073
Telephone: 617-619-5400

Charlesbank Capital Partners, LLC is a large advisory firm based in Boston. It manages $5.39 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Massachusetts and New York.

Charlesbank Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Charlesbank Capital Partners: assets under management

The assets under management (AUM) of Charlesbank Capital Partners, LLC is $5.39 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 96% since the beginning of its operation, and $121.98 million of the total AUM is attributable to clients outside of the United States.

The firm manages $5.39 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $256.77 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Charlesbank Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Charlesbank Capital Partners serves?

The only and largest group of clients of Charlesbank Capital Partners is pooled investment vehicles with 21 clients and $5.39 billion of assets under management. Among the 9 most similar advisory firms, Charlesbank Capital Partners has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.39 billion for 21 clients. 14% of the firm’s clients are foreign persons or businesses.

Charlesbank Capital Partners also advises several private funds. Namely, two other private funds and nineteen private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000 to $5,000,000.

Careers at Charlesbank Capital Partners, LLC

The company employs 66 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Richard Eisenson	Managing director & chief executive officer -- managing member	1 Jul 1998	Other	5505131
Tim Richard Palmer	Managing director & chief operating officer-- managing member	1 Jul 1998	Other	5505125
Kim Gordon Davis	Managing director -- managing member	1 Jul 1998	Other	1346585
Michael George Thonis	Managing director -- managing member	1 Jul 1998	Other	6016621
Andrew Seth Janower	Managing director -- managing member	1 Jan 2002	Other	6016627
Jon Matthew Biotti	Managing director -- managing member	1 Jan 2006	Other	2339960
Michael Woosung Choe	Managing director & president -- managing member	1 Jan 2006	Other	6016634
Brandon Crawford White	Managing director -- managing member	1 Jan 2006	Other	6016642
Limited Partnership Charlesbank Capital Partners	Member	1 Dec 2009	75% - 100%	27-1694720
Llc Charlesbank Capital Partners Gp	Manager	1 Dec 2009	Other	27-1694653
Tami Elizabeth Nason	Chief compliance officer & general counsel	1 Sep 2010	Other	6017478
Samuel Phelps Bartlett	Managing director -- managing member	1 Jan 2011	Other	6016653
Joshua Aaron Klevens	Managing director -- managing member	1 Jan 2011	Other	6016656
John Ryan Carroll	Managing director -- managing member	1 Jan 2013	Other	6151757
Kevin Michael Brown	Chief financial officer	1 Jan 2013	Other	6316021
Kevin Brown	Chief financial officer	1 Jan 2013	Other	6316021
John W. Vander Vort	Chief operating officer	1 Sep 2013	Other	5603426
John Wayne Vander Vort	Chief operating officer	1 Sep 2013	Other	5603426
John Kenneth Fiyod	Chief financial officer	1 Jan 2016	Other	6602187
Stephanie Pare Sullivan	General counsel & chief administrative officer	1 Jan 2016	Other	5834073
Stephanie Pare Sullivan	Chief compliance officer, general counsel & chief operating officer	1 Jun 2016	Other	5834073
Jason William Pike	Managing director	1 Jan 2017	Other	xxx-xx-xxxx
Joshua Nathaniel Beer	Managing director	1 Jan 2017	Other	6774553
Sandor Minyoung Hau	Managing director	1 Jan 2017	Other	2648250
Sandor Min Young Hau	Managing director	1 Jan 2017	Other	6774560

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Michael Richard Eisenson	Trustee/elected manager	1 Dec 2009	Other	5505131
Michael Woosung Choe	Trustee/elected manager	1 Jul 2017	Other	6016634

Based in Boston

The principal office where Charlesbank Capital Partners, LLC performs its advisory services is located at 200 Clarendon Street, Boston, MA 02116 5073, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-619-5400 or by fax 617-619-5404. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at charlesbank.com.