Record Currency Management (Us) Inc (New York)

Record Currency Management (Us) Inc is a large advisory firm based in New York. It manages $3.08 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014.

Record Currency Management (Us) provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, publication of newsletters, educational seminars and workshops, and advisory services to specified clients of record currency management limited. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Record Currency Management (Us): assets under management

The assets under management (AUM) of Record Currency Management (Us) Inc is $3.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 212% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $513.55 million each.

Investments

The firm invests in derivatives the most. They account for 99% of the total AUM. The second-largest asset type is government bonds, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Record Currency Management (Us) Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Record Currency Management (Us) Inc

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Record Plc	Parent company (100% owner)	1 Jun 2011	75% - 100%	foreign
David Alistair James Wood Collins	Ceo	1 Mar 2014	Other	5855678
Grady Mcgown Laurie	Cco	1 Mar 2014	Other	6103364
Steven Peter Cullen	Cfo	1 Mar 2014	Other	5031042

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Neil Peter Record	Chairman	1 Dec 2007	25% - 50%	4397843

Based in New York

The principal office where Record Currency Management (Us) Inc performs its advisory services is located at Wework, New York, NY 10012, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (646) 9346045. The normal business hours are 08:30-17:30 on Monday - Friday.