Semaphore Management LLC (Greenwich)


Semaphore Management LLC is a large advisory firm based in Greenwich. It manages $209.93 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

Semaphore Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Semaphore Management: assets under management

The assets under management (AUM) of Semaphore Management LLC is $209.93 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 508% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $209.93 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.48 million each.
Semaphore Management has custody of $78.22 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Semaphore Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Greenwich

The principal office where Semaphore Management LLC performs its advisory services is located at 537 Steamboat Road, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in Princeton, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-415-7240 or by fax 212-415-7241. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.