Charles Stephen & Co Inc (Albuquerque)

Name: Charles Stephen & Co Inc
Address: 2720 San Pedro Ne, Albuquerque, NM, 87110
Telephone: 505-884-0451

Charles Stephen & Co Inc is a large advisory firm based in Albuquerque. It manages $60.48 million of regulatory assets for 965 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New Mexico.

Charles Stephen & provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Charles Stephen &: assets under management

The assets under management (AUM) of Charles Stephen & Co Inc is $60.48 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $46.03 million in discretionary accounts and $14.45 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.59 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $23.19 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Charles Stephen & Co Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Charles Stephen & Co Inc

Charles Louis Severino has been acting as President since 1 May 1983. Neil Allen Swain joined the executive team most recently as the Vice President/Senior Asset Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Louis Severino	President	1 May 1983	50% - 75%	872155
Stephen Joseph Ciepiela	Vice president	1 May 1983	50% - 75%	706085
Neil Allen Swain	Vice president/senior asset manager	1 Nov 1997	Other	2446916

Based in Albuquerque

The principal office where Charles Stephen & Co Inc performs its advisory services is located at 2720 San Pedro Ne, Albuquerque, NM 87110 The mailing address of the firm is P.O. Box 35370, Albuquerque, NM 87176 5370. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 505-884-0451 or by fax 505-881-1333. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at charlesstephen.com.