Stamford Harbor Capital, L.P. (Stamford)

Stamford Harbor Capital, L.P. is a large advisory firm based in Stamford. It manages $90.39 billion of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Connecticut, New Mexico, and New York.

Stamford Harbor Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stamford Harbor Capital: assets under management

The assets under management (AUM) of Stamford Harbor Capital, L.P. is $90.39 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 90286% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $90.39 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.93 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stamford Harbor Capital, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stamford Harbor Capital, L.P.

Douglas Dale Haynes has been acting as President since 1 Jan 2018. Kevin James O'connor joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vincent Tortorella	Chief compliance officer	1 Feb 2016	Other	6159444
Kevin James O'connor	General counsel	1 Feb 2016	Other	6616849
Timothy Shane Shaughnessy	Chief operating officer	1 Feb 2016	Other	6616850
Michael Lowell Zea	Chief of strategy	1 Feb 2016	Other	6616851
Douglas Dale Haynes	President	1 Feb 2016	Other	6386106
Inc. Point72 Capital Advisors	General partner	1 Feb 2016	Other	80-0106202
L.P. Point72 Capital Holdings	Limited partner	1 Feb 2016	75% - 100%	30-0520795
Inc. Stamford Harbor Capital	General partner	1 Mar 2016	Other	81-1928426
L.P. Stamford Harbor Capital Holdings	Limited partner	1 Mar 2016	75% - 100%	36-4832706
Howarth Perry Boyle	President and chief investment officer	1 Jun 2016	Other	2013412
Gina Marie Dimento	Chief compliance officer	1 Jun 2016	Other	6682782
Kevin James O'connor	Chief legal officer	1 Jan 2018	Other	6616849
Inc. Point72 Capital Advisors	General partner	1 Jan 2018	Other	80-0106202
L.P. Point72	Limited partner	1 Jan 2018	75% - 100%	81-3985683
Steven Alan Cohen	Chairman and chief executive officer	1 Jan 2018	Other	1851129
Douglas Dale Haynes	President	1 Jan 2018	Other	6386106
Vincent Nmn Tortorella	Managing director, chief compliance officer and chief surveillance officer	1 Jan 2018	Other	6159444
Timothy Shane Shaughnessy	Managing director, chief operating officer, co-chief financial officer	1 Jan 2018	Other	6616850

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Steven Alan Cohen	Sole shareholder	1 Oct 2008	75% - 100%	1851129
Steven A Cohen	Limited partner	1 Oct 2008	75% - 100%	1851129
Inc. Point72 Capital Advisors	General partner	1 Oct 2008	Other	80-0106202
Steven Alan Cohen	Limited partner	1 Mar 2016	75% - 100%	1851129
Steven Alan Cohen	Limited partner	1 Jan 2017	75% - 100%	1851129
Inc. Point72 Capital Advisors	General partner	1 Jan 2017	Other	80-0106202

Based in Stamford

The principal office where Stamford Harbor Capital, L.P. performs its advisory services is located at 72 Cummings Point Road, Stamford, CT 06902 7912, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-823-2000 or by fax 203-823-4200. The normal business hours are 7:00 am - 6:00 p.m. on Monday - Friday.