Brooke Capital Limited (Central)

Brooke Capital Limited is an adviser based in Central. It manages $48.5 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Brooke Capital Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brooke Capital Limited: assets under management

The assets under management (AUM) of Brooke Capital Limited is $48.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -72% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $48.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brooke Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brooke Capital Limited

Jonathan Brooke has been acting as President since 1 May 2002. Thomas Alexander Royds joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Brooke	Director	1 May 2002	75% - 100%	5083378
Thomas William Ashworth	Director	1 May 2002	Other	4384778
Kwok On Kwai	Ro	1 May 2002	Other	5090478
Jonathan William Brooke	Director	1 May 2002	75% - 100%	5083378
Brooke Capital Management Limited	Shareholder	1 May 2002	75% - 100%	foreign
Brooke Capital Management Limited	Shareholder	1 Aug 2002	75% - 100%	fe
Yin Nei Fung	Cco	1 Mar 2003	Other	5090479
Thomas Alexander Royds	Coo	1 Feb 2007	Other	2572649
Thomas Alexander Royds	Cco	1 Sep 2007	Other	2572649

Based in Central

The principal office where Brooke Capital Limited performs its advisory services is located at 19/F The Workstation, Central, , which is also the mailing address of the firm. It doesn’t run an office outside of the United States.