Atlantic Trust Advisors, Inc. (New York)

Name: Atlantic Trust Advisors, Inc.
Address: 50 Rockefeller Plaza, New York, NY, 10020
Telephone: 212-259-3800

Atlantic Trust Advisors, Inc. is a large advisory firm based in New York. It manages $1.01 billion of regulatory assets for 324 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Alabama, Arizona, California, and 22 other states.

Atlantic Trust Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Atlantic Trust Advisors: assets under management

The assets under management (AUM) of Atlantic Trust Advisors, Inc. is $1.01 billion. The firm's AUM has gone down by -21% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $589.85 million in discretionary accounts and $421.84 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.07 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.2 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Atlantic Trust Advisors, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Atlantic Trust Advisors, Inc.

Mark David Santero has been acting as President since 1 Feb 2003. Gabrielle Dubois Bailey joined the executive team most recently as the Assistant Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marc Stephen Keller	Vice president & director	1 Feb 1998	Other	266581
Allan David Kiser	Chief compliance officer	1 Feb 2003	Other	1925290
Paul Joseph Elmlinger	General counsel & secretary	1 Feb 2003	Other	2094910
Inc. Atlantic Trust Group	Sole shareholder	1 Feb 2003	75% - 100%	04-3173832
Stephen Emanuel Prostano	President, ceo & director	1 Feb 2003	Other	2993748
Mark David Santero	Director	1 Feb 2003	Other	1148011
John Jay Bini	Treasurer	1 Feb 2003	Other	1201749
Nancy Ellen Sloane	Compliance officer & assistant secretary	1 Feb 2003	Other	703098
Inc. Atlantic Wealth Management Group	Sole shareholder	1 Feb 2003	75% - 100%	04-3173832
Gabrielle Dubois Bailey	Assistant secretary	1 Sep 2003	Other	4735300
Mark David Santero	President & director	1 Oct 2003	Other	1148011

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Amvescap Plc	Sole shareholder of avz inc.	1 Feb 1997	75% - 100%	united kingdom
Avz Inc.	Sole shareholder of amvescap group services, inc.	1 Feb 1997	75% - 100%	58-228-7224
Inc. Amvescap Group Services	Sole shareholder of invesco north american holdings, inc.	1 Dec 2000	75% - 100%	51-1995394
Inc. Invesco North American Holdings	Sole shareholder of atlantic trust group, inc.	1 Dec 2000	75% - 100%	51-0264787

Based in New York

The principal office where Atlantic Trust Advisors, Inc. performs its advisory services is located at 50 Rockefeller Plaza, New York, NY 10020, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-259-3800 or by fax 212-259-3888. The normal business hours are 8:30a.m.-5:00p.m. on Monday - Friday. You can find more information about the New York firm at www.atlantictrustco.com.