Natcity Investments, Inc. (Cleveland)

Name: Natcity Investments, Inc.
Address: 1965 East Sixth Street, Cleveland, OH, 44114
Telephone: 216-222-9137

Natcity Investments, Inc. is a large advisory firm based in Cleveland. It manages $993.28 million of regulatory assets for 9,670 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Illinois, Indiana, and 6 other states.

Natcity Investments provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Natcity Investments: assets under management

The assets under management (AUM) of Natcity Investments, Inc. is $993.28 million. The firm's AUM has grown by 2544% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $755.53 million in discretionary accounts and $237.75 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $90.87 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $175.33 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Natcity Investments, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Natcity Investments, Inc.

Steven Charles Power has been acting as President since 1 Jul 2004. Douglas Lawrence Singer joined the executive team most recently as the President And Chief Executive Officer Retail.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
National City Corporation	Shareholder	1 Sep 1994	75% - 100%	34-1111088
National City Corporation	Shareholder	1 Sep 1994	75% - 100%	34-1111088
Herbert Ralston Jr Martens	Chairman, president, chief executive officer	1 Jul 1995	Other	1838663
Leonard Eugene Tanner	Vice chairman	1 Jul 1995	Other	442470
David Wayne Dunning	Executive vice president, managing director	1 Sep 1995	Other	1172872
John P Beer	Vice president, chief financial officer	1 Jun 1998	Other	2690397
E Earl Lyden	Director of operations, secretary, treasurer	1 Mar 1999	Other	1391004
Peter Joseph Iii Bonnell	Senior vice president	1 Nov 2000	Other	1213039
Jeffrey Drew Suhanic	Compliance director	1 Jan 2001	Other	2124910
Steven Charles Power	Chief administrative officer	1 Jul 2001	Other	1533052
Russell Glenn Gochneaur	National sales manager	1 Jul 2001	Other	2035951
Steven Charles Power	Senior managing director, senior vice president and chief operating officer	1 Mar 2002	Other	1533052
Steven Charles Power	President	1 Jul 2004	Other	1533052
Stephen E. Kunk	Director	1 Sep 2005	Other	40-2844726
Timothy J. Lathe	Director	1 Sep 2005	Other	63-4315008
Richard Banks Jr Payne	Director	1 Sep 2005	Other	1771150
Philip L. Rice	Director	1 Sep 2005	Other	37-2237882
Timothy Justin Lathe	Chairman of the board	1 Sep 2005	Other	xxx-xx-xxxx
Philip Larry Rice	Director	1 Sep 2005	Other	2332846
Steven Charles Power	President and chief executive officer	1 Jan 2006	Other	1533052
David Fulton	Director	1 Apr 2006	Other	49-1704964
David Campbell Jr Fulton	Director	1 Apr 2006	Other	xxx-xx-xxxx
Mark Kovachick	Chief financial officer	1 Jun 2006	Other	56-9947364
Paul Geraghty	Director	1 Sep 2006	Other	82-4972802
Silvio Paul Fabrizi	Chief compliance officer	1 Jan 2007	Other	4321545
Timothy Joseph Yanoti	Director and senior managing director	1 Jan 2007	Other	1991117
David James Schamer	Director	1 Jan 2007	Other	2347909
Jeffrey James Tengel	Director	1 Jul 2007	Other	5427283
Mark Allan Kovachick	Finop	1 Jan 2008	Other	5390571
Inc. The Pnc Financial Services Group	Parent	1 Dec 2008	75% - 100%	25-1435979
Llc Pnc Holding	Parent	1 Dec 2008	75% - 100%	51-0337069
Douglas Lawrence Singer	President and chief executive officer - retail	1 May 2009	Other	1721973
Charlotte Behm Mclaughlin	President and chief executive officer - capital markets	1 May 2009	Other	2849217
Charlene Faith Wilson	Vice president, chief financial officer, and treasurer	1 May 2009	Other	1935747

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc The Pnc Financial Services Group	Parent	1 Dec 2008	75% - 100%	25-1435979

Based in Cleveland

The principal office where Natcity Investments, Inc. performs its advisory services is located at 1965 East Sixth Street, Cleveland, OH 44114, which is also the mailing address of the firm. An additional office of the firm is in Columbus, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-222-9137 or by fax 216-222-0262. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.natcity.com.