Lancaster Pollard Asset Management LLC (Columbus)

Name: Lancaster Pollard Asset Management LLC
Address: 65 East State Street, Columbus, OH, 43215 4213
Telephone: 614-224-8800

Lancaster Pollard Asset Management LLC is a large advisory firm based in Columbus. It manages $169.33 million of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Indiana, Michigan, and Ohio.

Lancaster Pollard Asset Management provides portfolio management for businesses and institutional clients, pension consulting services, and fiduciary consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lancaster Pollard Asset Management: assets under management

The assets under management (AUM) of Lancaster Pollard Asset Management LLC is $169.33 million. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $55.66 million in discretionary accounts and $113.67 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.95 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.37 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lancaster Pollard Asset Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lancaster Pollard Asset Management LLC

William Michael Courson has been acting as President since 1 Jun 2006. Malcolm Guthrie Nimick has served as the Chief Investment Officer since 1 May 2002. Timothy D Wasson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Roland Green	Director	1 Apr 1998	25% - 50%	2879362
Thomas Brian Pollard	Director	1 Apr 1998	25% - 50%	1801120
Seth Becker	Managing director	1 Jan 2000	Other	4125151
Seth Becker	No longer with the firm	1 May 2002	Other	4125151
Malcolm Guthrie Nimick	Chief investment officer	1 May 2002	Other	4542437
April Lee Householder	Functions as cfo	1 Sep 2003	Other	5160170
Llc Lancaster Pollard Holdings	Member	1 Jun 2006	75% - 100%	204865699
William Michael Courson	President	1 Jun 2006	Other	1266000
Inc. Lancaster Pollard Holdings	Shareholder	1 Jun 2006	75% - 100%	204865699
Frank Sokolowsky	Chief compliance officer	1 Dec 2006	Other	4422324
Timothy D Wasson	Chief compliance officer	1 Mar 2014	Other	1719052

Indirect Owners

The SEC currently registers 26 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Brian Pollard	Shareholder	1 Jun 2006	50% - 75%	1801120
Thomas Roland Green	Shareholder	1 Jun 2006	50% - 75%	2879362
James Dawson Carey	Managing member	1 Dec 2008	75% - 100%	2656436
Llc Cd Trident V	General partner	1 Dec 2008	Other	45-2841940
Charles Arthur Davis	Managing member	1 Dec 2008	75% - 100%	816660
Llc Dw Trident V	General partner	1 Dec 2008	Other	45-2842131
Llc Jc Trident V	General partner	1 Dec 2008	Other	45-2842082
Llc Nz Trident V	General partner	1 Dec 2008	Other	45-2842175
L.P. Trident Capital V	General partner	1 Dec 2008	Other	98-0613068
David Jay Wermuth	Managing member	1 Dec 2008	75% - 100%	5473034
Nicolas David Zerbib	Managing member	1 Dec 2008	75% - 100%	5473031
Llc Cd Trident V	General partner	1 Oct 2011	Other	45-2841940
Llc Dw Trident V	General partner	1 Oct 2011	Other	45-2842131
Llc Jc Trident V	General partner	1 Oct 2011	Other	45-2842082
Llc Nz Trident V	General partner	1 Oct 2011	Other	45-2842175
L.P. Trident Capital V Pf	General partner	1 Oct 2011	Other	98-1023183
Trident Lancaster Holdings Inc.	Member	1 Jun 2013	25% - 50%	46-3080540
L.P. Trident V Parallel Fund	Shareholder	1 Jun 2013	75% - 100%	98-0658572
L.P. Trident V	Managing member	1 Jun 2013	50% - 75%	98-0613069
Thomas Brian Pollard	Shareholder	1 Sep 2013	50% - 75%	1801120
Thomas Roland Green	Shareholder	1 Sep 2013	50% - 75%	2879362
Inc. Three Lg	Member	1 Sep 2013	25% - 50%	46-3098589
Agha Shujaat Khan	Manager	1 Sep 2013	Other	3227058
Stephen Ashe Levey	Manager	1 Sep 2013	Other	6144841
Llc Trident Lancaster Holdings	Member	1 Sep 2013	50% - 75%	46-3120356
Jay Thomas Ripley	Manager	1 Sep 2013	Other	4909410

Based in Columbus

The principal office where Lancaster Pollard Asset Management LLC performs its advisory services is located at 65 East State Street, Columbus, OH 43215 4213, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 614-224-8800 or by fax 614-224-8805. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at chiefinvestmentofficer.com.