Scotia Asset Management U.S. Inc. (Toronto, Ontario)

Scotia Asset Management U.S. Inc. is an adviser based in Toronto, Ontario. It manages $208.05 million of regulatory assets for 158 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Florida, Michigan, New York, and Texas.

Scotia Asset Management U.S provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Scotia Asset Management U.S: assets under management

The assets under management (AUM) of Scotia Asset Management U.S. Inc. is $208.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 216% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $208.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.32 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Scotia Asset Management U.S. Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Scotia Asset Management U.S. Inc.

Wesley Glen Samuel Mills has served as the Chief Investment Officer since 1 Apr 2011. Richard Mcintyre joined the executive team most recently as the President / Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mary Catherine Tuckwell	Director, chief compliance officer	1 Feb 2002	Other	4545169
Tuula Janice Jalasjaa	Managing director	1 Jan 2009	Other	5639504
Scotia Asset Management L.P.	Owner	1 Nov 2009	75% - 100%	foreign entity
John Tony Varao	Cio	1 Nov 2009	Other	5485364
1832 Asset Management L.P.	Owner	1 Nov 2009	75% - 100%	foreign entity
Tuula Janice Jalasjaa	President & ceo	1 Apr 2011	Other	5639504
Wesley Glen Samuel Mills	Chief investment officer	1 Apr 2011	Other	5908839
Richard Mcintyre	President / ceo	1 Oct 2013	Other	6258171

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Bank Of Nova Scotia	Owner	1 Nov 2009	75% - 100%	foreign entity
Scotia Asset Management G.P. Inc.	General partner	1 Nov 2009	Other	foreign entity

Based in Toronto, Ontario

The principal office where Scotia Asset Management U.S. Inc. performs its advisory services is located at Suite 5200, Toronto, Ontario, M5 H 3 Y2 The mailing address of the firm is Suite 5200, Toronto, Ontario, M5 H 3 Y2. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 416-933-3065 or by fax 416-933-7457. The normal business hours are 8:30 to 5:00 on Monday - Friday.