Bosera Asset Management (International) Co., Limited (Hong Kong)


Bosera Asset Management (International) Co., Limited is a large advisory firm based in Hong Kong. It manages $3.59 billion of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2013.

Bosera Asset Management (International) Co., Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bosera Asset Management (International) Co., Limited: assets under management

The assets under management (AUM) of Bosera Asset Management (International) Co., Limited is $3.59 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 486% since the beginning of its operation, and $3.59 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.59 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $132.98 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 40% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 30% of the firm’s portfolio. Investments in cash and cash equivalents form 20% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bosera Asset Management (International) Co., Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kai Yiu Anthony Lo serves?

The only and largest group of clients of Kai Yiu Anthony Lo is pooled investment vehicles with 15 clients and $917.84 million of assets under management. Among the 9 most similar advisory firms, Bosera Asset Management (International) Co., Limited has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $917.84 million for 15 clients. 100% of the firm’s clients are foreign persons or businesses.

Bosera Asset Management (International) Co., Limited doesn't advise any private funds.

Careers at Bosera Asset Management (International) Co., Limited

The company employs 40 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kai Yiu Anthony Lo has been acting as President since 1 Mar 2010. Wanhai Song joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Limited Bosera Asset Management Co. Shareholder 1 Mar 2010 75% - 100% fe
Kai Yiu Anthony Lo Director 1 Mar 2010 Other 6241549
Deying Wang Director 1 Nov 2011 Other 6241550
Kun Yang Director 1 Aug 2012 Other 6241547
Qiang Zhang Deputy chief executive officer 1 Mar 2013 Other 6241545
Suk Ping Leung Head of legal and compliance 1 Jul 2013 Other 6241553
Yaodong Wu Chief executive officer 1 Aug 2013 Other 6241544
Lianghong Dong Director 1 Mar 2014 Other 6439603
Kai Shao Director 1 Mar 2014 Other 6439605
Xiao Yuan Hong Director 1 Dec 2014 Other 6439594
Qiqing Sun Director 1 Dec 2014 Other 6439597
Kam Wah Conrad Cheng Director 1 Dec 2014 Other 6439601
Guanghua Zhang Chairman of board/director 1 Aug 2015 Other 6555496
Xiangyang Jiang Director 1 Aug 2015 Other 6555497
Shaodong Lian Director 1 Jun 2016 Other 6680716
Jing Feng Director 1 Jun 2016 Other 6680717
Shaodong Lian Cco 1 Mar 2017 Other 6680716
Wanhai Song Director 1 Apr 2017 Other 6795022
Wei Xu Director 1 Apr 2017 Other 6795023
Xian Sun Director 1 Apr 2017 Other 6795024

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
China Greatwall Asset Management Corporation Shareholder 1 Jul 1998 25% - 50% foreign entity
Limited China Merchants Securities Co. Shareholder 1 Feb 1999 75% - 100% foreign entity
Ministry Of Finance Of The People's Republic Of China Shareholder 1 Oct 1999 75% - 100% foreign entity
Limited Shenzhen Jisheng Investment Development Co. Shareholder 1 Aug 2013 25% - 50% foreign entity
Limited Shenzhen Yanqing Investment Development Co. Shareholder 1 Aug 2013 50% - 75% foreign entity
Limited Shenzhen Chuyuan Investment Development Co. Shareholder 1 Aug 2013 50% - 75% foreign entity
Limited Shenzhen Zhaorong Investment Holding Co. Shareholder 1 Aug 2013 50% - 75% foreign entity
China Merchants Group Limited Shareholder 1 Aug 2013 25% - 50% foreign entity
Prc State Owned Assets Supervision And Administration Commission Of State Council Shareholder 1 Aug 2013 75% - 100% foreign entity

Based in Hong Kong

The principal office where Bosera Asset Management (International) Co., Limited performs its advisory services is located at Suite 4109, Jardine House, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-2537-6658 or by fax 852-2537-1583. The normal business hours are 9am to 6pm on Monday - Friday. You can find more information about the New York firm at bosera.com.hk.