Neuberger Berman Loan Advisers LLC (Chicago)

Name: Neuberger Berman Loan Advisers LLC
Address: 190 South Lasalle Street, Chicago, IL, 60603
Telephone: 312-325-7700

Neuberger Berman Loan Advisers LLC is a large advisory firm based in Chicago. It manages $3.6 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Illinois and New York.

Neuberger Berman Loan Advisers provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neuberger Berman Loan Advisers: assets under management

The assets under management (AUM) of Neuberger Berman Loan Advisers LLC is $3.6 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 90% since the beginning of its operation, and $3.6 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.6 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $399.62 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Neuberger Berman Loan Advisers LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Neuberger Berman Loan Advisers serves?

The only and largest group of clients of Neuberger Berman Loan Advisers is pooled investment vehicles with 9 clients and $3.6 billion of assets under management. Among the 8 most similar advisory firms, Neuberger Berman Loan Advisers has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.6 billion for 9 clients. 100% of the firm’s clients are foreign persons or businesses.

Neuberger Berman Loan Advisers also advises several private funds. Namely, eight securitized asset funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Neuberger Berman Loan Advisers LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Vincent Amato	Director and managing director	1 Sep 2016	Other	2210305
Bradley Curtis Tank	Director, managing director and chief executive officer	1 Sep 2016	Other	1060650
Robert Eason	Director, managing director and chief operating officer	1 Sep 2016	Other	6597536
Brian Lord	Chief compliance officer, assistant secretary and senior vice president	1 Sep 2016	Other	4481766
Neuberger Berman Investment Advisers Llc	Member	1 Sep 2016	75% - 100%	124687
Neuberger Berman Loan Advisers Holdings Lp	Member	1 Jan 2017	75% - 100%	98-1333513

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Neuberger Berman Group Llc	Member	1 Feb 2009	75% - 100%	61-1591182
Neuberger Berman Investment Advisers Holdings Llc	Member	1 May 2009	75% - 100%	32-0276332
Llc Nbsh Acquisition	Member	1 May 2009	75% - 100%	26-4383171
Neuberger Berman Fixed Income Holdings Llc	Member	1 May 2009	75% - 100%	32-0276332
Neuberger Berman Loan Advisers Holdings Gp Llc	General partner	1 Sep 2016	Other	81-4274775
Neuberger Berman Loan Advisers Holdings (Delaware) Lp	Limited partner	1 Jan 2017	25% - 50%	81-4271010
Neuberger Berman Investment Advisers Llc	Limited partner, member	1 Jan 2017	Other	124687
Neuberger Berman Loan Advisers Holdings (Cayman) Lp	Limited partner	1 Jan 2017	25% - 50%	98-1333315
New York State Common Retirement Fund	Limited partner	1 Jul 2017	50% - 75%	14-6103815

Based in Chicago

The principal office where Neuberger Berman Loan Advisers LLC performs its advisory services is located at 190 South Lasalle Street, Chicago, IL 60603, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-325-7700 or by fax 312-896-9430. The normal business hours are 8:30a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at nb.com.