Invesco Institutional (N.A.), Inc. (Atlanta)

Name: Invesco Institutional (N.A.), Inc.
Address: 1555 Peachtree Street, N.E., Atlanta, GA, 30309
Telephone: 404-892-0896

Invesco Institutional (N.A.), Inc. is a large advisory firm based in Atlanta. It manages $233.73 billion of regulatory assets for 8,628 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Invesco Institutional (N.A.) provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Invesco Institutional (N.A.): assets under management

The assets under management (AUM) of Invesco Institutional (N.A.), Inc. is $233.73 billion. The firm's AUM has grown by 193% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $227.17 billion in discretionary accounts and $6.57 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.38 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $386.19 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Invesco Institutional (N.A.), Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Invesco Institutional (N.A.), Inc.

Hubert Lamar Harris has been acting as President since 1 Oct 2003. Invesco Holding Company Limited joined the executive team most recently as the Sole Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Invesco North American Holdings	Invesco institutional (n.a.), inc.	1 Jun 1998	75% - 100%	51-0264787
Luis Alberto Aguilar	General counsel, vp, secretary & director	1 Sep 1998	Other	2965418
David Alexander Hartley	Cfo & director	1 Jul 1999	Other	2220099
Dennis T. Donahue	Vp, chief operating officer	1 Dec 1999	Other	4345454
John Davis Rogers	Director, ceo, president, chairman	1 Dec 2000	Other	4345430
Brian Ken Kawakami	Chief compliance officer	1 Jul 2002	Other	1441148
Hubert Lamar Harris	Director	1 Oct 2003	Other	1945717
Jeffrey Howard Kupor	General counsel	1 Dec 2003	Other	3070180
Todd Lawrence Spillane	Chief compliance officer	1 May 2006	Other	1884586
Gregory Mark Armour	Director/ceo/president	1 Jan 2007	Other	5269141
David Alexander Hartley	Treasurer and chief accounting officer	1 Jan 2010	Other	2220099
Jeffrey Howard Kupor	Senior vice president	1 Jan 2010	Other	3070180
Gregory Mark Armour	Director, co-president & co-chief executive officer	1 Jan 2010	Other	5269141
Kevin Michael Carome	Director & secretary	1 Jan 2010	Other	4307331
Loren Michael Starr	Director & chief financial officer	1 Jan 2010	Other	2178384
Philip Taylor	Director, co-president & co-chief executive officer	1 Jan 2010	Other	5189482
Lance Allen Rejsek	Anti-money laundering compliance officer	1 Jan 2010	Other	2262873
Annette Janecka Lege	Controller	1 Jan 2010	Other	2244646
Michael Kevin Cronin	Senior vice president	1 Jan 2010	Other	1849645
Kirk Frederick Holland	Senior vice president	1 Jan 2010	Other	713222
Karen Dunn Kelley	Senior vice president	1 Jan 2010	Other	1084249
Leslie Ann Schmidt	Senior vice president	1 Jan 2010	Other	2253262
Andrew Ryan Schlossberg	Senior vice president	1 Jan 2010	Other	2782834
Gary Kevin Wendler	Senior vice president	1 Jan 2010	Other	2644085
John Mark Zerr	Senior vice president	1 Jan 2010	Other	2792416
Frederick Robert Meyer	Senior investment officer	1 Jan 2010	Other	844432
David Alan Ridley	Senior vice president	1 Jan 2010	Other	1472725
David Colvin Warren	Senior vice president	1 Jan 2010	Other	4664351

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Avz	Sole shareholder	1 Feb 1997	75% - 100%	58-2287224
Amvescap Plc	Sole shareholder	1 Feb 1997	75% - 100%	united kingdom
Invesco Plc	Sole shareholder	1 Feb 1997	75% - 100%	united kingdom
Inc. Ivz	Sole shareholder	1 Feb 1997	75% - 100%	58-2287224
Inc. Amvescap Group Services	Sole shareholder	1 Dec 2000	75% - 100%	58-1995394
Inc. Invesco Group Services	Sole shareholder	1 Dec 2000	75% - 100%	58-1995394
Inc. Invesco North American Holdings	Sole shareholder	1 Dec 2007	75% - 100%	51-0264787
Invesco Holding Company Limited	Sole shareholder	1 Jan 2222	75% - 100%	united kingdom
Invesco Ltd.	Sole shareholder	1 Jan 2222	75% - 100%	bermuda

Based in Atlanta

The principal office where Invesco Institutional (N.A.), Inc. performs its advisory services is located at 1555 Peachtree Street, N.E., Atlanta, GA 30309, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 404-892-0896 or by fax 404-439-4990. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.usinstitutional.invesco.com.