Stephenson And Company, Inc. (San Clemente)

Name: Stephenson And Company, Inc.
Address: 241 Avenida Del Mar, San Clemente, CA, 92672
Telephone: 949-727-4255

Stephenson And Company, Inc. is a large advisory firm based in San Clemente. It manages $108.03 million of regulatory assets for 141 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California and Texas.

Stephenson And Company provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and investment consulting for retirement plan participants. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stephenson And Company: assets under management

The assets under management (AUM) of Stephenson And Company, Inc. is $108.03 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 77% of the total AUM. The second-largest asset type is exchange traded securities, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stephenson And Company, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bradley Stephenson serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Bradley Stephenson is high net worth individuals with 115 clients and $99.28 million of assets under management. Among the 4 most similar advisory firms, Stephenson And Company has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $105.12 million for 138 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stephenson And Company doesn't advise any private funds.

Careers at Stephenson And Company, Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bradley Stephenson has been acting as President since 1 Jan 2016. Riley Sean Stephenson joined the executive team most recently as the Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bradley Stephenson	President/cco/trustee	1 Jan 2016	Other	862866
Riley Sean Stephenson	Cfo	1 Jan 2016	Other	5948265
Bradley And Teresa Ann Stephenson Trust Dated 7 27 98	Shareholder	1 Jan 2016	75% - 100%	xxx-xx-xxxx
Teresa Stephenson	Trustee	1 Jan 2016	Other	xxx-xx-xxxx

Based in San Clemente

The principal office where Stephenson And Company, Inc. performs its advisory services is located at 241 Avenida Del Mar, San Clemente, CA 92672, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-727-4255 or by fax 949-369-2527. The normal business hours are 8:30 a.m. - 5:00p.m. on Monday - Friday. You can find more information about the New York firm at linkedin.com/company/stephenson-&-company and its LinkedIn profile.