Brigadier Capital Management LLC (New York)

Name: Brigadier Capital Management LLC
Address: 135 East 57 Th Street, New York, NY, 10022
Telephone: 646-673-8000

Brigadier Capital Management LLC is an adviser based in New York. It manages $18.38 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of New York and Pennsylvania.

Brigadier Capital Management provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brigadier Capital Management: assets under management

The assets under management (AUM) of Brigadier Capital Management LLC is $18.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.13 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brigadier Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brigadier Capital Management LLC

Daniel Gideon Cohen has been acting as President since 1 Jun 2006. John Lawrence Mcwilliams joined the executive team most recently as the Portfolio Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Cohen Brothers	Owner	1 Jun 2006	75% - 100%	01-0825075
Kenneth Richard Smith	Chief compliance officer	1 Jun 2006	Other	2300203
Daniel Gideon Cohen	Director	1 Jun 2006	Other	4385288
Christopher Ricciardi	Director	1 Jun 2006	Other	2161899
Ralph Dogra Nacey	Director	1 Jun 2006	Other	4632269
Eric Michael Phillipps	Director	1 Jun 2006	Other	4528344
Michael Joseph Paniwozik	Portfolio manager	1 Oct 2008	Other	3044968
John Lawrence Mcwilliams	Portfolio manager	1 Feb 2010	Other	2263250

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Gideon Cohen	Member	1 Oct 2001	75% - 100%	4385288
Llc Cohen Bros. Financial	Ownerq	1 Apr 2005	50% - 75%	30-0071447

Based in New York

The principal office where Brigadier Capital Management LLC performs its advisory services is located at 135 East 57 Th Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-673-8000 or by fax 646-673-8100. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cohenandcompany.com.