Diversified Retirement Corporation (Natick)

Name: Diversified Retirement Corporation
Address: 24 Prime Park Way, Natick, MA, 01760
Telephone: 508-903-6084

Diversified Retirement Corporation is a large advisory firm based in Natick. It manages $4.39 billion of regulatory assets for 108 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Massachusetts and New York.

Diversified Retirement Corporation provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Diversified Retirement Corporation: assets under management

The assets under management (AUM) of Diversified Retirement Corporation is $4.39 billion. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.32 billion in discretionary accounts and $68.95 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.51 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $17.24 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Diversified Retirement Corporation for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Diversified Retirement Corporation

Gerald Lewis Katz has been acting as President since 1 Aug 2002. William Alfred Noyes joined the executive team most recently as the President, Treasurer & Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gerald Lewis Katz	Director	1 Aug 2002	Other	4939483
Ricky Bart Resnik	Vice president & chief compliance officer	1 Oct 2004	Other	2070308
Colette Vargas	Senior vice president & chief financial officer	1 Oct 2004	Other	4865675
Patricia Advaney	Senior vice president, investments	1 Sep 2006	Other	5122051
Peter Gregory Kunkel	President, chief executive officer, treasurer & director	1 Jan 2008	Other	2316038
Alice Hocking	Chief operating officer	1 Jan 2008	Other	1834895
Marc Hunter Cahn	Senior vice president, general counsel, secretary & director	1 Sep 2010	Other	2661981
William Alfred Noyes	President, treasurer & director	1 Jul 2011	Other	2399794
Elizabeth Lynn Belanger	Secretary & director	1 Jul 2011	Other	4734624
Diversified Retirement Corporation	Sh	1 Jul 2011	75% - 100%	13-3689044

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Aegon Nv	Sh	1 Oct 1936	75% - 100%	foreign
Aegon International B.V.	Sh	1 Oct 1936	75% - 100%	foreign
Aegon Us Holding Corporation	Sh	1 May 1986	75% - 100%	13-335-0744
Ausa Holding Company	Sh	1 Jun 1986	75% - 100%	52-154-9874
The Aegon Trust	Sh	1 Jul 1986	75% - 100%	foreign
Llc Aegon Usa	Sh	1 Feb 1988	75% - 100%	42-131-0237
Transamerica Corporation	Sh	1 Dec 2004	75% - 100%	42-149-6490

Based in Natick

The principal office where Diversified Retirement Corporation performs its advisory services is located at 24 Prime Park Way, Natick, MA 01760, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 508-903-6084. The normal business hours are 9:00 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at divinvest.com.