Stieven Capital Advisors, L.P. (St. Louis)

Stieven Capital Advisors, L.P. is a large advisory firm based in St. Louis. It manages $586.12 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Missouri.

Stieven Capital Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stieven Capital Advisors: assets under management

The assets under management (AUM) of Stieven Capital Advisors, L.P. is $586.12 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1365% since the beginning of its operation, and $96.76 million of the total AUM is attributable to clients outside of the United States.

The firm manages $586.12 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $293.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stieven Capital Advisors, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stieven Capital Advisors serves?

The only and largest group of clients of Stieven Capital Advisors is pooled investment vehicles with 2 clients and $586.12 million of assets under management. Among the 11 most similar advisory firms, Stieven Capital Advisors has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $586.12 million for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Stieven Capital Advisors also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Stieven Capital Advisors, L.P.

The company employs 10 people that are either part- or full-time employees. 90 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Albert Stieven	Chairman & chief executive officer	1 Jun 2005	75% - 100%	1372823
Daniel Mark Ellefson	Managing director, chief compliance officer, chief administrative officer	1 Jun 2005	Other	1372807
Llc Stieven Capital Advisors Gp	General partner	1 Jun 2005	Other	25-1921469
Stephen Leon Covington	Managing director, portfolio manager	1 Nov 2005	Other	2726811
John Lawrence Rodis	Managing director	1 Nov 2005	Other	2580781
Mark Joseph Ross	Managing director	1 Jan 2015	Other	2768023
Mark Joseph Ross	Chief compliance officer, chief administrative officer, managing director	1 Jul 2015	Other	2768023

Based in St. Louis

The principal office where Stieven Capital Advisors, L.P. performs its advisory services is located at 12412 Powerscourt Drive, St. Louis, MO 63131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-779-2420 or by fax 314-856-9996. The normal business hours are 8 am - 5 pm on Monday - Friday.