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Ray Shi Capital Group, LLC (Seattle)


Ray Shi Capital Group, LLC is an adviser based in Seattle. It manages $19.97 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Washington.

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Ray Shi Capital Group provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ray Shi Capital Group: assets under management

The assets under management (AUM) of Ray Shi Capital Group, LLC is $19.97 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -45% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $19.97 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.99 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ray Shi Capital Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Yiting Liu Managing member 1 Mar 2014 Other 5907316
Wei Li Managing member 1 Mar 2014 75% - 100% 5907368
Ye Tao Managing member 1 Mar 2014 Other 4947380

Based in Seattle

The principal office where Ray Shi Capital Group, LLC performs its advisory services is located at 6556 High Point Drive Sw, Seattle, WA 98126, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-489-6696 or by fax 206-770-7295. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at rayshicapital.com.


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