Wynn Capital Management Inc. (Milwaukee)

Wynn Capital Management Inc. is a large advisory firm based in Milwaukee. It manages $182.43 million of regulatory assets for 32 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Wisconsin.

Wynn Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wynn Capital Management: assets under management

The assets under management (AUM) of Wynn Capital Management Inc. is $182.43 million. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $113.03 million in discretionary accounts and $69.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.91 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $7.71 million.

Investments

The firm invests in state and local bonds the most. They account for 75% of the total AUM. The second-largest asset type is government bonds, which make up 14% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Wynn Capital Management Inc. for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bruce Weston Wynn serves?

The firm provides services to individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Bruce Weston Wynn is individuals with 30 clients and $146.46 million of assets under management. Among the 9 most similar advisory firms, Wynn Capital Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $182.43 million for 32 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wynn Capital Management doesn't advise any private funds.

Careers at Wynn Capital Management Inc.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Bruce Weston Wynn has been acting as President since 1 Apr 1990. Karen Alexsis Collier joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Weston Wynn	President	1 Apr 1990	75% - 100%	860820
Karen Alexsis Bahr	Office manager	1 Apr 1990	Other	1583449
Karen Alexsis Collier	Chief compliance officer	1 Oct 2004	Other	1583449

Based in Milwaukee

The principal office where Wynn Capital Management Inc. performs its advisory services is located at 411 East Wisconsin Avenue, Milwaukee, WI 53202 4461, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 414-276-9966 or by fax 414-276-1503. The normal business hours are 7:30 a.m. to 3:30 p.m. on Monday - Friday.