First Montauk Securities Corp. (Red Bank)


First Montauk Securities Corp. is a large advisory firm based in Red Bank. It manages $238.83 million of regulatory assets for 893 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

First Montauk Securities Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

First Montauk Securities Corp: assets under management

The assets under management (AUM) of First Montauk Securities Corp. is $238.83 million. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.51 million in discretionary accounts and $136.32 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $255 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $277.64 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay First Montauk Securities Corp. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Red Bank

The principal office where First Montauk Securities Corp. performs its advisory services is located at 328 Newman Springs Rd, Red Bank, NJ 07701, which is also the mailing address of the firm. An additional office of the firm is in Olympia, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 732-842-4700 or by fax 732-842-9047. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.montaukfinancial.com.