Eplanet Capital Group Holdings LLC (San Jose)

Name: Eplanet Capital Group Holdings LLC
Address: 99 Almaden Boulevard, San Jose, CA, 95113
Telephone: 408-236-6500

Eplanet Capital Group Holdings LLC is a large advisory firm based in San Jose. It manages $238.88 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of California.

Eplanet Capital Group Holdings provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eplanet Capital Group Holdings: assets under management

The assets under management (AUM) of Eplanet Capital Group Holdings LLC is $238.88 million, all of which is managed in discretionary accounts. $58.35 million of the total AUM is attributable to clients outside of the United States.

The firm manages $238.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $47.78 million each.

Eplanet Capital Group Holdings has custody of $238.88 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 74% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 23% of the firm’s portfolio. Investments in derivatives form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eplanet Capital Group Holdings LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eplanet Capital Group Holdings serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Eplanet Capital Group Holdings is pooled investment vehicles with 4 clients and $122.81 million of assets under management. Among the 9 most similar advisory firms, Eplanet Capital Group Holdings has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $238.88 million for 5 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 30% of the firm’s clients are foreign persons or businesses.

Eplanet Capital Group Holdings also advises several private funds. Namely, one hedge fund and one venture capital fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Eplanet Capital Group Holdings LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Based in San Jose

The principal office where Eplanet Capital Group Holdings LLC performs its advisory services is located at 99 Almaden Boulevard, San Jose, CA 95113, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 408-236-6500 or by fax 408-236-6500. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at eplanetcapital.com/ and its LinkedIn profile.