Mcnaughton Wealth Management, LLC (San Diego)

Name: Mcnaughton Wealth Management, LLC
Address: 3655 Nobel Drive, San Diego, CA, 92122
Telephone: (858) 693-2310

Mcnaughton Wealth Management, LLC is a large advisory firm based in San Diego. It manages $109.3 million of regulatory assets for 628 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Arizona, California, and Texas.

Mcnaughton Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mcnaughton Wealth Management: assets under management

The assets under management (AUM) of Mcnaughton Wealth Management, LLC is $109.3 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $107.9 million in discretionary accounts and $1.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $172.36 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $700 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mcnaughton Wealth Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mcnaughton Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Mcnaughton Wealth Management is high net worth individuals with 154 clients and $55 million of assets under management. Among the 11 most similar advisory firms, Mcnaughton Wealth Management has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $109.3 million for 186 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mcnaughton Wealth Management doesn't advise any private funds.

Careers at Mcnaughton Wealth Management, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Mcnaughton Living Trust	Managing member	1 Aug 2016	75% - 100%	15-4805570
Jennifer B Matthews	Chief compliance officer	1 Apr 2018	Other	6314330

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Patrick John Mc Naughton	Trustee	1 Aug 2016	50% - 75%	4368062
Jodi Mcnaughton	Trustee	1 Aug 2016	50% - 75%	7081902

Based in San Diego

The principal office where Mcnaughton Wealth Management, LLC performs its advisory services is located at 3655 Nobel Drive, San Diego, CA 92122, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (858) 693-2310. The normal business hours are monday - thursday 9am - 4:30pm; friday 9am - 3pm on Monday - Friday. You can find more information about the New York firm at mcnaughtonwealthmgmt.com.