Zevenbergen Capital Investments LLC (Seattle)

Name: Zevenbergen Capital Investments LLC
Address: 601 Union Street, Seattle, WA, 98101 2323
Telephone: 206-682-8469

Zevenbergen Capital Investments LLC is a large advisory firm based in Seattle. It manages $2.34 billion of regulatory assets for 245 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Florida, Illinois, and 3 other states.

Zevenbergen Capital Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and model-only. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Zevenbergen Capital Investments: assets under management

The assets under management (AUM) of Zevenbergen Capital Investments LLC is $2.34 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 174% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.34 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.56 million each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 1% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Zevenbergen Capital Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Saunders Phillips serves?

The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Douglas Saunders Phillips is charitable organizations with 8 clients and $549.22 million of assets under management. Among the 9 most similar advisory firms, Zevenbergen Capital Investments has the 3rd highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $1.03 billion for 234 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Zevenbergen Capital Investments doesn't advise any private funds.

Careers at Zevenbergen Capital Investments LLC

The company employs 18 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 16 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Saunders Phillips has been acting as President since 1 Oct 2003. Inc. Virtus Partners joined the executive team most recently as the Llc Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Nancy Ann Zevenbergen	Director, president, chief investment officer	1 Dec 1986	Other	1647033
Donna Brooke Deboutray	Managing director	1 Dec 1994	Other	2308006
Elise Christine Foley	Managing director	1 Dec 1995	Other	1600564
Leslie Campbell Tubbs	Managing director	1 Dec 1995	Other	2724562
Ridgeworth Capital Management Llc	Llc member	1 Oct 2003	Other	107346
James Lenford Fasano	Managing director	1 Oct 2003	Other	2916849
Herbert Wallace Albin	Managing director	1 Oct 2003	Other	1106869
Llc Virtus Fund Advisers	Llc member	1 Oct 2003	Other	107346
Inc. Zevenbergen Capital	Llc member	1 Oct 2003	75% - 100%	105308
Trusco Capital Management Inc	Llc member	1 Oct 2003	Other	107346
James Fasano	Investment officer	1 Oct 2003	Other	2916849
Douglas Saunders Phillips	Director	1 Oct 2003	Other	4346022
Inc.) Rivendell Capital Inc. (Fka Zevenbergen Catpial	Llc member	1 Oct 2003	75% - 100%	91-1387348
Rivendell Capital Inc.	Llc member	1 Oct 2003	25% - 50%	91-1387348
Inc. Ridgeworth Capital Management	Llc member	1 Oct 2003	50% - 75%	107346
Elizabeth Grace Pola	Director	1 Oct 2004	Other	4876846
David Harry Eidson	Director	1 Sep 2005	Other	4380644
Evenstar3 Inc.	Llc member	1 Oct 2008	75% - 100%	80-0268050
Inc. Suntrust Banks	Llc member	1 Oct 2008	Other	58-1575035
Justin Wyatt Buller	Chief compliance officer	1 Jan 2009	Other	2075899
Inc. Virtus Partners	Llc member	1 Jan 2018	Other	95-4191764

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nancy Ann Zevenbergen	Majority shareholder	1 Mar 1987	75% - 100%	1647033
Inc. Suntrust Banks	Parent company	1 Jan 1996	75% - 100%	58-1575035
Nancy Ann Zevenbergen	Sole shareholder	1 Oct 2008	75% - 100%	1647033
Inc. Virtus Investment Partners	Sole shareholder	1 Nov 2008	75% - 100%	26-3962811
Space Intermediate Llc	Member	1 Nov 2013	75% - 100%	46-5353034
Ridgeworth Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
L.P. Lightyear Fund Iii Aiv 2	Member, majority interest	1 Nov 2013	50% - 75%	46-2885233
Virtus Intermediate Holdings Llc	Member	1 Nov 2013	75% - 100%	46-5339910
Space Acquisition Co. Llc	Member	1 May 2014	75% - 100%	46-5328256
Inc. Virtus Partners	Sole member	1 Jun 2017	75% - 100%	95-4191764

Based in Seattle

The principal office where Zevenbergen Capital Investments LLC performs its advisory services is located at 601 Union Street, Seattle, WA 98101 2323, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-682-8469 or by fax 206-682-9625. The normal business hours are 7:00 am to 4:00 pm pacific on Monday - Friday. You can find more information about the New York firm at zci.com.