Andrew Garret, Inc (New York)

Name: Andrew Garret, Inc
Address: 380 Lexington Avenue, New York, NY, 10168
Telephone: 212-682-8833

Andrew Garret, Inc is an adviser based in New York. It manages $3 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2003.

Andrew Garret provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Andrew Garret: assets under management

The assets under management (AUM) of Andrew Garret, Inc is $3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Andrew Garret, Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Andrew Garret, Inc

Andrew Garrett Sycoff has been acting as President since 1 Nov 2001. Jesse Lloyd Upchurch joined the executive team most recently as the Share Holder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dana Edward Peterson	Vice president	1 Dec 1997	Other	2510405
Andrew Garrett Sycoff	Chief executive officer/director	1 Nov 2001	Other	2119089
Andrew Garrett Holding Corp	Owner	1 Nov 2001	75% - 100%	11-3119559
Revan Richard Schwartz	Exec vp and c.l.o.	1 Nov 2001	Other	2748110
Revan R Schwartz	Exec vp and c.l.o./director	1 Nov 2001	Other	2748110
Jesse Lloyd Upchurch	Director	1 Apr 2003	Other	xxx-xx-xxxx
Lawrence Matthew Schulder	Financial & operations principal	1 Apr 2003	Other	3010726
Samuel Anthony Iii Guidetti	Chief compliance officer	1 May 2003	Other	1834494
James Robert Jr Mitchell	Vp customer service operations	1 May 2003	Other	1374268
Matthew David Sullivan	Financial & operations principal/ cfo	1 Jun 2005	Other	2643274
Mark Henry Maurer	Director of compliance	1 Nov 2005	Other	1496683
Jesse Lloyd Upchurch	Share holder	1 Mar 2006	25% - 50%	4658478

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Garrett Sycoff	Owner	1 Aug 1992	75% - 100%	2119089

Based in New York

The principal office where Andrew Garret, Inc performs its advisory services is located at 380 Lexington Avenue, New York, NY 10168 The mailing address of the firm is 380 Lexington Avenue, New York, NY 10168. An additional office of the firm is in Summerville, SC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-682-8833 or by fax 646-708-9671. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.andrewgarrett.com.