Rjo Investment Management LLC (Chicago)

Rjo Investment Management LLC is a large advisory firm based in Chicago. It manages $4.02 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Illinois and Texas.

Rjo Investment Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rjo Investment Management: assets under management

The assets under management (AUM) of Rjo Investment Management LLC is $4.02 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 13295% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.02 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $574.09 million each.

Rjo Investment Management has custody of $56.08 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rjo Investment Management LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rjo Investment Management LLC

Cary Wynn Musser has served as the Chief Investment Officer since 1 Jan 2010 and Gerald F Corcoran is the Chief Executive Officer of Rjo Investment Management LLC family office. Augustine Richard Perrotta joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rjo Holdings Corp	Sole member	1 Jul 2007	75% - 100%	26-0424108
Gerald F Corcoran	Chief executive officer	1 Jul 2007	Other	1830824
Thomas Joseph Anderson	Chief financial officer	1 Nov 2008	Other	2208751
Karen Louise Northup	Chief operating officer	1 Nov 2008	Other	1814966
Steven Shawn Andrews	Chief compliance officer	1 Nov 2008	Other	4610187
James Michael Falvey	General counsel	1 Dec 2009	Other	5785791
Cary Wynn Musser	Chief investment officer	1 Jan 2010	Other	1600721
Jason Tuileata Manumaleuna	Chief financial officer	1 Sep 2010	Other	3171006
Thomas Joseph Anderson	Chief executive officer	1 Sep 2010	Other	2208751
Nancy Ann Westwick	Chief compliance officer	1 Dec 2010	Other	1424921
Eric G Gurdian	Chief investment officer cm	1 Dec 2010	Other	3111513
Annette Aurelie Cazenave	Chief investment officer mfm	1 Dec 2010	Other	1720683
Annette Aurelie Cazenave	Chief executive officer and chief investment officer mfm	1 Oct 2011	Other	1720683
Julie Dematteo	Chief executive officer and chief investment officer mfm	1 Nov 2013	Other	3200244
James A Gabriele	Chief financial officer	1 Oct 2015	Other	2694460
Augustine Richard Perrotta	Chief compliance officer	1 Mar 2016	Other	5039996

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rjo Investor Corp	Sole shareholder	1 Jul 2007	75% - 100%	26-0424001
Rts Investor Corp	Sole shareholder	1 Jul 2007	75% - 100%	26-2030874
Rjo Investor Corp	Sole shareholder	1 Jul 2010	75% - 100%	26-0424001
Rts Investor Corp	Sole shareholder	1 Jul 2010	75% - 100%	26-2030874
Rjo Holdings Corp.	Sole shareholder	1 Jul 2010	75% - 100%	26-0424108

Based in Chicago

The principal office where Rjo Investment Management LLC performs its advisory services is located at 222 S. Riverside Plaza, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-373-4960 or by fax 312-373-5238. The normal business hours are 7:30 am - 5:00 pm on Monday - Friday.