Voleon Capital Management LP (Berkeley)

Name: Voleon Capital Management LP
Address: 2150 Dwight Way, Berkeley, CA, 94704 2015
Telephone: 510-704-9870

Voleon Capital Management LP is a large advisory firm based in Berkeley. It manages $3.8 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Connecticut.

Voleon Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Voleon Capital Management: assets under management

The assets under management (AUM) of Voleon Capital Management LP is $3.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 966% since the beginning of its operation, and $3.75 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $634.03 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Voleon Capital Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Voleon Capital Management serves?

The only and largest group of clients of Voleon Capital Management is pooled investment vehicles with 6 clients and $3.8 billion of assets under management. Among the 5 most similar advisory firms, Voleon Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.8 billion for 6 clients. 67% of the firm’s clients are foreign persons or businesses.

Voleon Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Voleon Capital Management LP

The company employs 42 people that are either part- or full-time employees. 21 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Kharitonov	Chief executive officer and limited partner	1 May 2008	50% - 75%	2303350
Voleon Capital Management Llc	General partner	1 May 2008	Other	26-2569235
Jon David Mcauliffe	Limited partner and chief investment officer	1 May 2008	Other	2652450
Laarni Parawan Deguzman	Chief compliance officer	1 Dec 2011	Other	2316762
Stacy Tumarkin	Chief financial officer	1 Jul 2013	Other	6252997
Stacy Alex Tumarkin	Chief financial officer	1 Jul 2013	Other	6252997
Heather Brien	Chief compliance officer, chief operating officer	1 Aug 2013	Other	6252515
Scott Hotes	Chief technology officer	1 Nov 2014	Other	6473517
Jeremy Isaiah Rosenblatt	Managing director of strategic projects	1 Aug 2015	Other	6774199
Jeremy I. Rosenblatt	Managing director of strategic projects	1 Aug 2015	Other	6774199
Kenneth Phil Jones	Chief compliance officer	1 Mar 2017	Other	1736942
Lee Philip Koffler	Chief operating officer	1 Aug 2017	Other	6854409
Kenneth Phil Jones	Chief financial officer	1 Feb 2018	Other	1736942
George Percy Chang	General counsel and chief compliance officer	1 Feb 2018	Other	5059132

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Michael Kharitonov	Member	1 Jul 2007	75% - 100%	2303350

Based in Berkeley

The principal office where Voleon Capital Management LP performs its advisory services is located at 2150 Dwight Way, Berkeley, CA 94704 2015, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 510-704-9870. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at voleon.com.