Allied Portfolio Management, Inc. (Tucson)

Name: Allied Portfolio Management, Inc.
Address: 5987 E. Grant Road, Tucson, AZ, 85712
Telephone: 520-296-1035

Allied Portfolio Management, Inc. is a large advisory firm based in Tucson. It manages $148.73 million of regulatory assets for 298 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Arizona.

Allied Portfolio Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Allied Portfolio Management: assets under management

The assets under management (AUM) of Allied Portfolio Management, Inc. is $148.73 million. The firm's AUM has grown by 75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $148.64 million in discretionary accounts and $93.78 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $507.3 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $18.76 thousand.

Allied Portfolio Management has custody of $1.02 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Allied Portfolio Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steven Lewis Graham serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Steven Lewis Graham is high net worth individuals with 24 clients and $125.45 million of assets under management. Among the 8 most similar advisory firms, Allied Portfolio Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $148.73 million for 99 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Allied Portfolio Management doesn't advise any private funds.

Careers at Allied Portfolio Management, Inc.

The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steven Lewis Graham has been acting as President since 1 Oct 1999. Julie Ann Graham joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Julie Ann Graham	Chief compliance officer	1 Oct 1999	Other	4442014
Steven Lewis Graham	President/owner	1 Oct 1999	75% - 100%	1371834

Based in Tucson

The principal office where Allied Portfolio Management, Inc. performs its advisory services is located at 5987 E. Grant Road, Tucson, AZ 85712, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 520-296-1035 or by fax 520-296-0864. The normal business hours are 7a.m. - 4p.m. on Monday - Friday. You can find more information about the New York firm at alliedportfolio.com.