Welton Fund Advisors LLC (Carmel)

Name: Welton Fund Advisors LLC
Address: Eastwood Bldg, Carmel, CA, 93921 6147
Telephone: 8316265190

Welton Fund Advisors LLC is a related adviser based in Carmel. It has been registered with the SEC as an adviser since 2014.

Welton Fund Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Welton Fund Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Welton Fund Advisors serves?

The only and largest group of clients of Welton Fund Advisors is investment companies with 1 clients and $0 of assets under management. Among the 3 most similar advisory firms, Welton Fund Advisors has the highest percentage of investment companies out of all clients.

None of the firm’s clients are foreign persons or businesses.

Welton Fund Advisors doesn't advise any private funds.

Careers at Welton Fund Advisors LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Welton Investment Partners Llc joined the executive team most recently as the Sole Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Justin Brooks Dew	Chief executive officer	1 Feb 2014	Other	2874985
Guillaume Pierre Detrait	Chief operating officer	1 Feb 2014	Other	6041245
David Scott Nowlin	Chief compliance officer	1 Feb 2014	Other	1447064
Welton Investment Corporation	Sole member	1 Feb 2014	75% - 100%	162707
Welton Investment Partners Llc	Sole member	1 Jul 2014	75% - 100%	172452

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Patrick Lloyd Welton	Trustee	1 Jan 1992	Other	1884594
Annette Leah Welton	Trustee	1 Jan 1992	Other	1884590
1992 The Welton Family Trust Dated January 28	Sole shareholder	1 May 1997	75% - 100%	xxx-xx-xxxx
Welton Investment Corporation	Managing member	1 Jul 2014	75% - 100%	77-0201264

Based in Carmel

The principal office where Welton Fund Advisors LLC performs its advisory services is located at Eastwood Bldg, Carmel, CA 93921 6147 The mailing address of the firm is Po Box 6147, Carmel, CA 93921 6147. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 8316265190 or by fax 8316265199. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at weltonfunds.com/.