Mcbrearty Capital Management Inc (Knoxville)


Mcbrearty Capital Management Inc is a large advisory firm based in Knoxville. It manages $159.35 million of regulatory assets for 650 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New Hampshire, North Carolina, Tennessee, and Texas.

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Mcbrearty Capital Management provides portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mcbrearty Capital Management: assets under management

The assets under management (AUM) of Mcbrearty Capital Management Inc is $159.35 million. The company doesn't manage any assets belonging to foreign clients.


Mcbrearty Capital Management has custody of $11.79 million in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 54% of the total AUM. The second-largest asset type is exchange traded securities, which make up 27% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mcbrearty Capital Management Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James William Mcbrearty serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of James William Mcbrearty is high net worth individuals with 35 clients and $122.15 million of assets under management. Among the 10 most similar advisory firms, Mcbrearty Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.


The amount of regulatory assets under management is $157.24 million for 174 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mcbrearty Capital Management doesn't advise any private funds.

Careers at Mcbrearty Capital Management Inc

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James William Mcbrearty has been acting as President since 1 Dec 1999. Rachel Joy Hacker joined the executive team most recently as the Shareholder.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
James William Mcbrearty President 1 Dec 1999 75% - 100% 1987532
Nancy E. Mcbrearty Secretary 1 Dec 1999 25% - 50% 4369417
Rachel Joy Hacker Shareholder 1 Jan 2002 Other 3192143
Martin Thomas Mcbrearty Shareholder 1 Jan 2002 Other 3214442
Rachel Joy Hacker Shareholder 1 Jan 2010 50% - 75% 3192143
Martin Thomas Mcbrearty Shareholder/chief compliance officer 1 Jan 2010 50% - 75% 3214442

Based in Knoxville

The principal office where Mcbrearty Capital Management Inc performs its advisory services is located at 8901 Sony Lane, Knoxville, TN 37923, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 865-693-5300 or by fax 865-693-0311. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mcbreartycapital.com.