Obp Capital LLC (Rocky Mount)

Name: Obp Capital LLC
Address: 116 South Franklin Street, Rocky Mount, NC, 27804
Telephone: 252-984-3808

Obp Capital LLC is an investment adviser to an investment company based in Rocky Mount. It manages $44.96 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014.

Obp Capital provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Obp Capital: assets under management

The assets under management (AUM) of Obp Capital LLC is $44.96 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 44864% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.99 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Obp Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Obp Capital serves?

The only and largest group of clients of Obp Capital is investment companies with 3 clients and $44.96 million of assets under management. Among the 1 most similar advisory firms, Obp Capital has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $44.96 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Obp Capital doesn't advise any private funds.

Careers at Obp Capital LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mcivy Company Llc	Member	1 Jul 2014	50% - 75%	57-1189070
Katherine Miller Honey	Member	1 Jul 2014	50% - 75%	6200716
John Joseph Canning	Chief compliance officer	1 Aug 2014	Other	2372442
Matthew Beck	Chief compliance officer	1 Feb 2015	Other	6499416

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Fp Meadows Iii Childrens Trust	Member	1 Oct 2004	25% - 50%	20-6175183
Fp Meadows Iii Education Trust	Member	1 Oct 2004	25% - 50%	20-6063786
Frank Pleasants Meadows	Trustee	1 Oct 2004	Other	6141557
Fp Meadows Iii Children's Trust	Member	1 Oct 2004	25% - 50%	20-6175183
Fp Meadows Iii Family Trust	Member	1 Oct 2004	25% - 50%	20-6063786
Fp Meadows Iii Eductrust	Member	1 Oct 2004	25% - 50%	20-6175183

Based in Rocky Mount

The principal office where Obp Capital LLC performs its advisory services is located at 116 South Franklin Street, Rocky Mount, NC 27804 The mailing address of the firm is Po Box 69, Rocky Mount, NC 27802 0069. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 252-984-3808 or by fax 919-882-9639. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ncfunds.com.