Amundi Japan Ltd. (Tokyo)

Name: Amundi Japan Ltd.
Address: 1 2 2, Uchisaiwaicho,, Tokyo, 100 0011
Telephone: 81-3-3593-5900

Amundi Japan Ltd. is a large advisory firm based in Tokyo. It manages $40.21 billion of regulatory assets for 306 client accounts. It has been registered with the SEC as an adviser since 2010.

Amundi Japan provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Amundi Japan: assets under management

The assets under management (AUM) of Amundi Japan Ltd. is $40.21 billion. The firm's AUM has grown by 118% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40.18 billion in discretionary accounts and $28.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $132.18 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $14.42 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Amundi Japan Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Amundi Japan Ltd.

Laurent Michel Bertiau has been acting as President since 1 Dec 2010. Nicolas Sauvage joined the executive team most recently as the Representative Director & Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Amundi Japan Holding Ltd.	Parent of the applicant	1 Jan 1998	75% - 100%	foreign
Akiko Kujirai	Auditor	1 Feb 2007	Other	5311320
Christian Romeyer	Representative director & president	1 Jul 2010	Other	5822587
Julien Faucher	Director	1 Jul 2010	Other	5822590
Satomi Okuda	Director	1 Jul 2010	Other	5822592
Kenzo Yoshinaga	Chief compliance officer	1 Jul 2010	Other	5003912
Masato Degawa	Representative director & executive vice president	1 Jul 2010	Other	4556414
Laurent Michel Bertiau	Director	1 Dec 2010	Other	4393418
Fathi Jerfel	Director	1 Dec 2010	Other	5315719
Toshiyuki Kanaya	Director	1 Dec 2010	Other	5882304
Futoshi Saito	Director	1 Dec 2010	Other	5882311
Kenichi Umemoto	Director	1 Dec 2010	Other	2582208
Jean Charles Delcroix	Director	1 Dec 2010	Other	5882313
Julien Genis	Director	1 Dec 2010	Other	5882315
Jean Yves Colin	Director	1 Dec 2010	Other	2854355
Pascal Blanque	Director	1 Dec 2010	Other	5882318
Akio Mizuta	Corporate auditor	1 Jun 2011	Other	4503250
Masahiko Sasaki	Director & vice-president	1 Aug 2011	Other	1264605
Nicolas Sauvage	Director	1 Aug 2011	Other	6030964
Christian Romeyer	Director	1 Jan 2012	Other	5822587
Nicolas Sauvage	Representative director & president	1 Jan 2012	Other	6030964
Jean Paul Mazoyer	Director	1 Mar 2012	Other	5655743
Naoyuki Fujita	Director	1 Jun 2012	Other	1868046
Julien Genis	Chief operating officer	1 Jan 2013	Other	5882315
Thierry Mequillet	Director	1 Feb 2013	Other	6218273
Jean Yves Glain	Director	1 Jun 2014	Other	6363667
Hirotaka Okada	Chief compliance officer	1 Jan 2015	Other	6437389
Nicolas Sauvage	Representative director & vice-president	1 Apr 2015	Other	6030964
Julien Fontaine	Representative director & president	1 Apr 2015	Other	6496518

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Amundi Group S.A.	Parent of amundi s.a.	1 Nov 1978	75% - 100%	foreign entity
Amundi	Parent of amundi asset management	1 Nov 1978	75% - 100%	foreign entity
Societe Generale S.A.	Parent of societe generale asset management s.a.	1 Jan 1998	75% - 100%	521128875
Credit Agricole S.A.	Shareholder of amundi group s.a.	1 Apr 2001	75% - 100%	foreign entity
Amundi S.A.	Parent ofamundi japan holding ltd.	1 Dec 2009	75% - 100%	foreign entity
Amundi Asset Management	Parent of amundi japan holding ltd.	1 Dec 2009	75% - 100%	foreign entity
Societe Generale Asset Management S.A.	Shareholder of amundi group s.a.	1 Dec 2009	25% - 50%	foreign

Based in Tokyo

The principal office where Amundi Japan Ltd. performs its advisory services is located at 1 2 2, Uchisaiwaicho,, Tokyo, 100 0011, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 81-3-3593-5900 or by fax 81-3-3593-5950. The normal business hours are from 9:00 to 17:00 on Monday - Friday. You can find more information about the New York firm at amundi.co.jp.