Capital Partners Holdings, Inc. (Norwalk)

Name: Capital Partners Holdings, Inc.
Address: 301 Merritt 7, Norwalk, CT, 06851
Telephone: 203-625-0770

Capital Partners Holdings, Inc. is a large advisory firm based in Norwalk. It manages $1.13 billion of regulatory assets for 17 client accounts. It has been registered with the SEC as an adviser since 2018.

Capital Partners Holdings provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Partners Holdings: assets under management

The assets under management (AUM) of Capital Partners Holdings, Inc. is $1.13 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.13 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $66.28 million each.

Capital Partners Holdings has custody of $1.13 billion in cash and securities for 17 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Partners Holdings, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Partners Holdings serves?

The only and largest group of clients of Capital Partners Holdings is pooled investment vehicles with 17 clients and $1.13 billion of assets under management. Among the 9 most similar advisory firms, Capital Partners Holdings has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.13 billion for 17 clients. None of the firm’s clients are foreign persons or businesses.

Capital Partners Holdings also advises several private funds. Namely, eighteen private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $125,000.

Careers at Capital Partners Holdings, Inc.

The company employs 15 people that are either part- or full-time employees. 93 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Fitzgerald	Founder & managing partner (registrant)	1 Mar 1982	75% - 100%	6028787
Mark Allsteadt	Managing partner (registrant)	1 Nov 2004	Other	1536378
Robert Tucker	Managing partner (registrant)	1 Nov 2004	Other	6028789
Brian Fitzgerald	Member (fund i gp)	1 Nov 2007	25% - 50%	6028787
Mark Allsteadt	Member (fund i gp)	1 Nov 2007	Other	1536378
Inc. Capital Partners Holdings	Member (fund i gp)	1 Nov 2007	Other	161657
Llc True Strength Capital	Member (fund i gp)	1 Nov 2007	Other	45-2531092
James Sidwa	Managing director (registrant)	1 Jul 2009	Other	6028793
Brian Fitzgerald	Member (cp adviser)	1 Nov 2011	Other	6028787
Mark Allsteadt	Member (cp adviser)	1 Nov 2011	25% - 50%	1536378
Llc True Strength Capital	Member (cp adviser)	1 Nov 2011	25% - 50%	45-2531092
Mark Allsteadt	Member (capital partners, llc)	1 Jul 2017	25% - 50%	1536378
Robert Tucker	Member (capital partners, llc)	1 Jul 2017	25% - 50%	6028789
Brian Fitzgerald	Member (capital partners, llc)	1 Jul 2017	Other	6028787
Brookfield A. Fitzgerald 2009 Trust	Member (cp adviser)	1 Jul 2017	Other	xxx-xx-xxxx
John Cutting Fitzgerald 2009 Trust	Member (cp adviser)	1 Jul 2017	Other	xxx-xx-xxxx
Anastasia Kowal	Chief compliance officer & chief financial officer (registrant)	1 Mar 2018	Other	6932764

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Tucker	Member	1 Nov 2007	75% - 100%	6028789
Brian Fitzgerald	Trustee	1 Jan 2009	Other	6028787

Based in Norwalk

The principal office where Capital Partners Holdings, Inc. performs its advisory services is located at 301 Merritt 7, Norwalk, CT 06851, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-625-0770 or by fax 203-625-0423. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at capitalpartners.com.