Windjammer Management Partners, L.P. (Newport Beach)

Name: Windjammer Management Partners, L.P.
Address: 610 Newport Center Drive, Newport Beach, CA, 92660 6460
Telephone: (949) 721-9944

Windjammer Management Partners, L.P. is a large advisory firm based in Newport Beach. It manages $1.97 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California and Massachusetts.

Windjammer Management Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Windjammer Management Partners: assets under management

The assets under management (AUM) of Windjammer Management Partners, L.P. is $1.97 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 167% since the beginning of its operation, and $92.3 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.97 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $328 million each.

Windjammer Management Partners has custody of $1.97 billion in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Windjammer Management Partners, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Windjammer Management Partners serves?

The only and largest group of clients of Windjammer Management Partners is pooled investment vehicles with 6 clients and $1.97 billion of assets under management. Among the 9 most similar advisory firms, Windjammer Management Partners has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.97 billion for 6 clients. 33% of the firm’s clients are foreign persons or businesses.

Windjammer Management Partners also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Windjammer Management Partners, L.P.

The company employs 19 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Frank Bartholomew	Managing principal, windjammer administration company, inc.	1 Jul 1999	75% - 100%	6019172
Jeffrey Jerrard Dunnigan	Cfo, windjammer administration company, inc.	1 Dec 1999	Other	6019185
Constantinos Littas	Managing principal, windjammer administration company, inc.	1 Jan 2006	Other	6019184
Robert Frank Bartholomew	Managing principal, windjammer management company, inc.	1 Jul 2006	75% - 100%	6019172
Constantinos Littas	Managing principal, windjammer management company, inc.	1 Jul 2006	Other	6019184
Jeffrey Jerrard Dunnigan	Cfo, windjammer management company, inc.	1 Jul 2006	Other	6019185
Llc Windjammer Capital Partners	General partner, windjammer management partners, l.p.	1 Sep 2011	Other	45-3645607
Constantinos Littas	Managing principal, windjammer management partners, l.p.	1 Nov 2011	50% - 75%	6019184
Jeffrey Jerrard Dunnigan	Cfo & chief compliance officer, windjammer management partners, l.p.	1 Nov 2011	Other	6019185
Robert Frank Bartholomew	Managing principal, windjammer management partners, l.p.	1 Feb 2012	50% - 75%	6019172
Robert Frank Bartholomew	Managing principal, windjammer management partners, l.p.	1 Mar 2012	50% - 75%	6019172
Constantinos Littas	Managing principal, windjammer management partners, l.p.	1 Mar 2012	50% - 75%	6019184
Jeffrey Jerrard Dunnigan	Cfo & chief compliance officer, windjammer management partners, l.p.	1 Mar 2012	Other	6019185
Llc Windjammer Capital Partners	General partner, windjammer management partners, l.p.	1 Mar 2012	Other	45-3645607
Jeffrey Alan Miehe	Managing principal, windjammer management partners, l.p.	1 Apr 2018	Other	2489166
Gregory John Bondick	Managing principal, windjammer management partners, l.p.	1 Apr 2018	Other	6923742

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Frank Bartholomew	Managing member, windjammer capital partners, llc	1 Sep 2011	50% - 75%	6019172
Constantinos Littas	Managing member	1 Sep 2011	50% - 75%	6019184
Constantinos Littas	Managing member, windjammer capital partners, llc	1 Feb 2012	50% - 75%	6019184

Based in Newport Beach

The principal office where Windjammer Management Partners, L.P. performs its advisory services is located at 610 Newport Center Drive, Newport Beach, CA 92660 6460, which is also the mailing address of the firm. An additional office of the firm is in Waltham, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (949) 721-9944. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at windjammercapital.com.