Cloud Neff & Associates, Inc (Tulsa)

Cloud Neff & Associates, Inc is a large advisory firm based in Tulsa. It manages $62 million of regulatory assets for 450 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Oklahoma.

Cloud Neff & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cloud Neff & Associates: assets under management

The assets under management (AUM) of Cloud Neff & Associates, Inc is $62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 313% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.78 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cloud Neff & Associates, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cloud Neff & Associates, Inc

David Lewis Neff has been acting as President since 1 Jun 1990. Dianne Marie Reinhold Ira joined the executive team most recently as the Unit Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Lewis Neff	President	1 Jun 1990	25% - 50%	2011131
Richard Cloud	Vice president	1 Jun 1990	25% - 50%	2378490
Thomas Harrison Taylor	Shareholder	1 Jun 1995	Other	4370299
Harold A. Vinson Ii	Shareholder	1 Jun 1995	Other	4370302
Owen L Pugh	Shareholder	1 Jun 2000	Other	4514862
Marjorie C. Taylor	Shareholder	1 Jun 2000	Other	4514864
William H Gertsen	Shareholder	1 Mar 2001	Other	4514855
Thomas H Taylor Living Trust	Shareholder	1 Jan 2002	Other	4603709
Harold A. Vinson Ii Ira	Unit owner	1 Oct 2002	Other	4370302
Christopher Stephan Hunt Ira	Unit owner	1 Jan 2003	Other	4789883
Richard Cloud	President	1 Jul 2003	Other	2378490
William H Gertsen	Vice president	1 Jul 2003	Other	4514855
Owen L Pugh	Secretary - treasurer	1 Jul 2003	Other	4514862
Richard Cloud	President	1 Jan 2004	Other	2378490
William H Gertsen Ira	Vice president - unit owner	1 Jan 2004	Other	4514855
Owen L Pugh Ira	Vp, secretary, treasurer - unit owner	1 Jan 2004	Other	4514862
Inc Cloud Neff & Associates	Tax matters member	1 Jan 2004	50% - 75%	108032
Dianne Marie Reinhold Ira	Unit owner	1 Mar 2004	Other	4789890
Lori Jo Kuntz Ira	Unit owner	1 Mar 2004	Other	4789891

Based in Tulsa

The principal office where Cloud Neff & Associates, Inc performs its advisory services is located at 5314 South Yale, Suite 606, Tulsa, OK 74135, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.