Financial Horizons Wealth Building Strategies LLC (San Ramon)

Financial Horizons Wealth Building Strategies LLC is a large advisory firm based in San Ramon. It manages $207.7 million of regulatory assets for 203 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Texas, Utah, and Washington.

Financial Horizons Wealth Building Strategies provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and family office. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Horizons Wealth Building Strategies: assets under management

The assets under management (AUM) of Financial Horizons Wealth Building Strategies LLC is $207.7 million. The firm's AUM has grown by 267% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $194.79 million in discretionary accounts and $12.91 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $973.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.3 million.

Financial Horizons Wealth Building Strategies has custody of $15 thousand in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Horizons Wealth Building Strategies LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial Horizons Wealth Building Strategies LLC

David Shiell has been acting as President since 1 Jun 1998. Theresa Brown joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Armanino Mckenna Llp	Owner, member	1 Sep 1997	50% - 75%	94-6214841
Joseph Francis Moore	Managing partner of amllp	1 Sep 1997	Other	4584186
Armanino Llp	Owner, member	1 Sep 1997	50% - 75%	94-6214841
David Shiell	President	1 Jun 1998	25% - 50%	3084744
David William Shiell	President/chief compliance officer	1 Jun 1998	25% - 50%	3084744

Indirect Owners

The SEC currently registers 39 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Wagner	Partner	1 Jan 1987	Other	6398365
Brad Cless	Partner	1 Jan 1995	Other	6398288
Thomas Gard	Partner	1 Jan 2000	Other	6398314
Paul Peterson	Partner	1 Jan 2001	Other	6398352
Herman Brause	Partner	1 Jan 2002	Other	6398282
Daniel Jones	Partner	1 Jan 2003	Other	6398325
Jeffrey Stegner	Partner	1 Jan 2003	Other	6398355
Andrew J. Armanino	Managing partner	1 Jan 2005	Other	4932364
Paul O'grady	Partner	1 Jan 2005	Other	6398346
Dan Bowen	Partner	1 Jan 2006	Other	6398279
Scott Copeland	Partner	1 Jan 2006	Other	6398297
Jon Davies	Partner	1 Jan 2006	Other	6398302
Thomas Mescall	Partner	1 Jan 2006	Other	6398333
Matthew Alexis Perreault	Partner	1 Jan 2006	Other	1961823
David Sordello	Partner	1 Jan 2006	Other	6398354
David Davis	Partner	1 Jan 2007	Other	6398305
Ellerbe Malcolm	Partner	1 Jan 2007	Other	6398308
Joshua Nevarez	Partner	1 Jan 2007	Other	6398344
Jeffrey Foster	Partner	1 Sep 2007	Other	6398310
Lori Colvin	Partner	1 Jan 2008	Other	6398292
Kevin Wise	Partner	1 Apr 2008	Other	6398367
Matthew Chavez	Partner	1 Jan 2009	Other	6398287
Scott Borgia	Partner	1 Jan 2009	Other	6398276
John Brychel	Partner	1 Jan 2009	Other	6398285
Timothy Hourigan	Partner	1 Jan 2009	Other	6398322
Robert Tuvell	Partner	1 Jan 2009	Other	6398363
Matthew Armanino	Partner	1 Jan 2010	Other	6398260
Takashi Midorikawa	Partner	1 Jan 2010	Other	6398337
Bruce Kirschenbaum	Partner	1 Aug 2010	Other	6398327
Christopher Moore	Partner	1 Aug 2010	Other	6398343
David Lee	Partner	1 Jan 2011	Other	6398330
Monika Pelz	Partner	1 Jan 2011	Other	6398349
Jeremy Sucharski	Partner	1 Jan 2011	Other	6398358
Lynn Henley	Partner	1 Dec 2011	Other	6398315
Lindy Antonelli	Partner	1 Sep 2012	Other	6398259
John Dunican	Partner	1 Jan 2013	Other	6398306
John Horner	Partner	1 Jan 2013	Other	6398319
Theresa Brown	Partner	1 Jan 2014	Other	6398283
Ricardo Martinez	Partner	1 Jan 2014	Other	6398331

Based in San Ramon

The principal office where Financial Horizons Wealth Building Strategies LLC performs its advisory services is located at 12657 Alcosta Boulevard, San Ramon, CA 94583, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-790-2892 or by fax 925-790-2893. The normal business hours are 8:30am to 5:00pm on Monday - Friday.