Claudia M.P. Batlle, Cfp (R) LLC (Miami)

Claudia M.P. Batlle, Cfp (R) LLC is a large advisory firm based in Miami. It manages $433.53 million of regulatory assets for 563 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Florida.

Claudia M.P. Batlle, Cfp (R) provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and sub-advisory services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Claudia M.P. Batlle, Cfp (R): assets under management

The assets under management (AUM) of Claudia M.P. Batlle, Cfp (R) LLC is $433.53 million. $425.66 million of the total AUM is attributable to clients outside of the United States.

The firm manages $396.42 million in discretionary accounts and $37.11 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $745.15 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.2 million.

Investments

The firm invests in investment grade corporate bonds the most. They account for 39% of the total AUM. The second-largest asset type is investment and business development companies, which make up 22% of the firm’s portfolio. Investments in exchange traded securities form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Claudia M.P. Batlle, Cfp (R) LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Claudia M.P. Batlle, Cfp (R) serves?

The only and largest group of clients of Claudia M.P. Batlle, Cfp (R) is other investment advisers with 1 clients and $433.53 million of assets under management. Among the 10 most similar advisory firms, Claudia M.P. Batlle, Cfp (R) has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $433.53 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Claudia M.P. Batlle, Cfp (R) doesn't advise any private funds.

Careers at Claudia M.P. Batlle, Cfp (R) LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Claudia Maria De La Paz Batlle	Managing member/chief compliance officer	1 Sep 2017	75% - 100%	2089161

Based in Miami

The principal office where Claudia M.P. Batlle, Cfp (R) LLC performs its advisory services is located at 6767 Sw 67 Th Street, Miami, FL 33143, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-905-3366. The normal business hours are 08:00 a.m. - 05:00 p.m. on Other.