David J. Greene And Company, LLC (New York)

Name: David J. Greene And Company, LLC
Address: 599 Lexington Avenue, New York, NY, 10022
Telephone: 212-371-4200

David J. Greene And Company, LLC is a large advisory firm based in New York. It manages $2.6 billion of regulatory assets for 1,020 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, District of Columbia, and 14 other states.

David J. Greene And Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

David J. Greene And Company: assets under management

The assets under management (AUM) of David J. Greene And Company, LLC is $2.6 billion. The firm's AUM has grown by 29% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.59 billion in discretionary accounts and $7.69 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.56 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $961.09 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay David J. Greene And Company, LLC for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at David J. Greene And Company, LLC

James Francis Mcaree joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Richard Jr Estes	Member	1 Jan 1998	Other	202525
Alan Irwin Greene	Member	1 Jan 1998	Other	228871
Robert Judah Ravitz	Member	1 Jan 1998	Other	371567
Marcia Rhea Dachs	Member	1 Jan 1998	Other	1045612
Ralph Ruiz	Member	1 Jan 1998	Other	407111
Erwin Arnold Zeuschner	Member	1 Jan 1998	Other	715181
James Richard Greene	Member	1 Jan 1998	Other	1041340
Michael Charles Greene	Managing member	1 Jan 1998	Other	1172588
Edward Stephen Walsh	Member	1 Jan 1998	Other	809138
Benjamin Henry Nahum	Member	1 Jan 1998	Other	1286821
Jordan Fraser Posner	Member	1 Jan 1998	Other	1377445
David Roger Pedowitz	Member	1 Jan 1998	Other	1470838
Stanley George Lee	Member	1 Jan 1999	Other	1298918
Michael Charles Greene	Chief executive officer	1 Jan 1999	Other	1172588
Clarissa Moore	Member	1 Jan 2001	Other	1969075
Pong Chiu Chan	Member	1 Jan 2001	Other	1304500
Lee David Unterman	Member	1 Sep 2004	Other	4916060
Amit Solomon	Member	1 Jan 2005	Other	xxx-xx-xxxx
Rand W. Gesing	Member	1 Jan 2005	Other	xxx-xx-xxxx
Lee David Unterman	Chief compliance officer	1 May 2005	Other	4916060
Lee David Unterman	Chief compliance officer	1 Jun 2005	Other	4916060
James Francis Mcaree	Member	1 Jan 2007	Other	2711779

Based in New York

The principal office where David J. Greene And Company, LLC performs its advisory services is located at 599 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-371-4200 or by fax 212-371-5099. The normal business hours are 8:45 - 4:45 on Monday - Friday. You can find more information about the New York firm at www.djgreene.com.