The Jordan Company, L.P. (New York)

Name: The Jordan Company, L.P.
Address: 399 Park Avenue, New York, NY, 10022
Telephone: 212 572-0800

The Jordan Company, L.P. is a large advisory firm based in New York. It manages $10.49 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

The Jordan Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Jordan Company: assets under management

The assets under management (AUM) of The Jordan Company, L.P. is $10.49 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 104% since the beginning of its operation, and $1.08 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $10.49 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $699.63 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Jordan Company, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Jordan Company serves?

The only and largest group of clients of The Jordan Company is pooled investment vehicles with 15 clients and $10.49 billion of assets under management. Among the 9 most similar advisory firms, The Jordan Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $10.49 billion for 15 clients. 20% of the firm’s clients are foreign persons or businesses.

The Jordan Company also advises several private funds. Namely, twelve private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $20,000,000.

Careers at The Jordan Company, L.P.

The company employs 51 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Weaver Jordan	Chairman, managing principal, and limited partner	1 Dec 2002	Other	262068
Jonathan Freeman Boucher	Managing principal and limited partner	1 Dec 2002	Other	6027928
Albert Richard Caputo	Managing principal and limited partner	1 Dec 2002	Other	1868376
Thomas Herman Quinn	Managing principal and limited partner (ownership code "b" for the jordan company iii)	1 Dec 2002	Other	6027938
Adam Edward Max	Managing principal and limited partner (ownership code "b" for the jordan company iii)	1 Dec 2002	Other	1161212
Llc The Jordan Company Gp	General partner	1 Dec 2002	Other	61-1436421
David Wayne Zalaznick	Managing principal	1 Dec 2002	Other	712135
A Richard Caputo	Managing principal	1 Dec 2002	Other	1868376
Llc The Jordan Company Ii Gp	General partner of the jordan company ii	1 Dec 2006	Other	20-8104259
David Wayne Zalaznick	Limited partner of the jordan company and the jordan company ii only	1 Aug 2012	Other	712135
Llc The Jordan Company Iii Gp	General partner of the jordan company iii	1 Jan 2013	Other	46-3321072
Peter (Jr) Carbonara	Cco, vice president, controller	1 Apr 2013	Other	2151574
Eric Bryan Phipps	Chief compliance officer	1 Oct 2014	Other	2766256
Peter (Jr) Carbonara	Chief financial officer	1 Jan 2015	Other	2151574
Ugochukwu Ofodile Ude	Chief compliance officer	1 Sep 2017	Other	6871963

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Eion Hu	Partnership board member	1 Sep 2018	Other	2935549
Michael Roger Denvir	Partnership board member	1 Sep 2018	Other	7091904
Brian Joseph Higgins	Partnership board member	1 Sep 2018	Other	7091905
David Michael Butler	Partnership board member	1 Sep 2018	Other	7091908

Based in New York

The principal office where The Jordan Company, L.P. performs its advisory services is located at 399 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 572-0800 or by fax 212 320-0458. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at thejordancompany.com.