Msdw Capital Partners Iv Inc (New York)

Name: Msdw Capital Partners Iv Inc
Address: 1 Ny Plaza, 32 Nd Floor, New York, NY, 10004
Telephone: 2122765211

Msdw Capital Partners Iv Inc is a large advisory firm based in New York. It manages $1.11 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001.

Msdw Capital Partners Iv provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Msdw Capital Partners Iv: assets under management

The assets under management (AUM) of Msdw Capital Partners Iv Inc is $1.11 billion. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.35 million in discretionary accounts and $1.08 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.35 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $539.66 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Msdw Capital Partners Iv Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Msdw Capital Partners Iv Inc

Mitchell Moses Merin has been acting as President since 1 Oct 2004. Michael Henry joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Karen Hall Bechtel	Managing director, director	1 Aug 1998	Other	1367916
Bernard Gault	Managing director, director	1 Aug 1998	Other	4391124
Howard Ira Hoffen	Managing director, director	1 Aug 1998	Other	1996419
Michael Martin Janson	Managing director, director	1 Aug 1998	Other	1453943
Kenneth Francis Clifford	Managing director, treasurer	1 Aug 1998	Other	1830922
Peter Rockwell Vogelsang	Managing director, secretary	1 Aug 1998	Other	2062375
Morgan Stanley	Shareholder	1 Aug 1998	75% - 100%	36-3145972
Morgan Stanley	Parent/beneficial owner	1 Dec 1998	75% - 100%	36-3145972
James Stevenson Hoch	Managing director, director	1 Nov 1999	Other	1567647
Michael Carey Hoffman	Managing director, director	1 Nov 1999	Other	1559447
Howard Ira Hoffen	Chairman, ceo and director	1 Feb 2001	Other	1996419
Eric Todd Fry	Managing director	1 Dec 2001	Other	1994937
Christian Pierre Rochat	Managing director	1 Dec 2001	Other	3085648
Leigh Jonathan Abramson	Managing director	1 Dec 2001	Other	2083459
Gustavo Rodolpho Schwed	Managing director	1 Dec 2001	Other	1343216
Andrew Neal Siegel	Chief legal officer	1 Sep 2002	Other	4226449
John Joohahn Moon	Managing director	1 Dec 2002	Other	1875161
Jeffrey Marc Siegal	Managing director	1 Dec 2003	Other	4450182
Mitchell Moses Merin	Chairman	1 Oct 2004	Other	1605328
Yiehsin Hung	Director, managing director	1 Oct 2004	Other	1586401
Jeffrey Deane Hahn	Director, cfo and executive director	1 Oct 2004	Other	2246182
Carsten Otto	Chief compliance officer	1 Oct 2004	Other	2688833
Bernard Vincent Peterson	Chief legal officer, secretary and exec director	1 Oct 2004	Other	4278347
Jay Howard Mantz	Global co-head of merchant banking	1 Feb 2006	Other	2088508
Jennifer Murphy Cattier	Chief legal officer	1 Feb 2007	Other	4175467
Agatha Teresa Pakruda	Chief compliance officer	1 Jul 2007	Other	2059284
Agatha Teresa Ruddy	Chief compliance officer	1 Jul 2007	Other	2059284
Alan Kent Jones	President, chief executive officer, director, and managing director	1 Aug 2007	Other	1747074
Stephen Spaulding Trevor	Chairman of the board, director and managing director	1 Aug 2007	Other	2270192
Mary Caracappa	Chief administrative officer of merchant banking	1 Oct 2007	Other	1579374
Alan Kent Jones	Head of private equity	1 Nov 2007	Other	1747074
Steven Umlauf	Chief risk officer	1 Jan 2009	Other	2343181
Jennifer Murphy Cattier	Chief compliance officer	1 Jun 2009	Other	4175467
Christopher Leroy Odell	Chief legal officer	1 Jun 2009	Other	3149189
Fred Steinberg	Chief financial officer and director	1 Aug 2009	Other	2171948
Edmond N Moriarty	Coo of morgan stanley investment management and head of merchant banking and real estate investing	1 Feb 2010	Other	1744318
John Joohahn Moon	Director	1 Jul 2010	Other	1875161
Eric Todd Fry	Director	1 Jul 2010	Other	1994937
Gregory J Fleming	President of morgan stanley investment management and morgan stanley smith barney	1 Jul 2010	Other	2338986
Jason Seth Koenig	Chief legal officer	1 Mar 2011	Other	4914223
Michael Henry	Chief compliance officer	1 Feb 2012	Other	4935884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Morgan Stanley Dean Witter & Co.	Beneficial owner	1 Aug 1998	75% - 100%	36-3145972

Based in New York

The principal office where Msdw Capital Partners Iv Inc performs its advisory services is located at 1 Ny Plaza, 32 Nd Floor, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 2122765211 or by fax 2125078565. The normal business hours are 9:00am to 6:00pm on Monday - Friday. You can find more information about the New York firm at www.morganstanley.com/privateequity.