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Kaye Vincent Riggs (Houston)


Kaye Vincent Riggs is an adviser based in Houston. It manages $14.78 million of regulatory assets for 120 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Texas.

Kaye Vincent Riggs provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kaye Vincent Riggs: assets under management

The assets under management (AUM) of Kaye Vincent Riggs is $14.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $14.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $123.19 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kaye Vincent Riggs for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Houston

The principal office where Kaye Vincent Riggs performs its advisory services is located at 5530 Greens Road, Houston, TX 77032, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-832-9682 or by fax 800-985-9434. The normal business hours are by appointment on Monday - Friday.


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