Rossmore Private Capital, LLC is a large advisory firm based in Glastonbury. It manages $433.91 million of regulatory assets for 210 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Connecticut, Florida, Massachusetts, and Texas.
Rossmore Private Capital provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rossmore Private Capital, LLC is $433.91 million. The firm's AUM has grown by 224% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rossmore Private Capital, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Rossmore Private Capital is high net worth individuals with 45 clients and $395.72 million of assets under management. Among the 11 most similar advisory firms, Rossmore Private Capital has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $433.91 million for 76 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Rossmore Private Capital doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Rossmore Private Capital, LLC performs its advisory services is located at 628 Hebron Avenue, Glastonbury, CT 06033, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-200-6090. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at rossmore.com.