First Investors Management Company, Inc. (New York)

Name: First Investors Management Company, Inc.
Address: 40 Wall Street, New York, NY, 10005 1343
Telephone: 212-858-8000

First Investors Management Company, Inc. is a large advisory firm based in New York. It manages $11 billion of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2001.

First Investors Management Company provides portfolio management for investment companies, selection of other advisers, and management of certain internal accounts without a fee. see sched. d, misc.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Investors Management Company: assets under management

The assets under management (AUM) of First Investors Management Company, Inc. is $11 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $239.02 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay First Investors Management Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First Investors Management Company, Inc.

William Michael Lipkus has been acting as President since 1 Sep 2007. Clark David Wagner has served as the Chief Investment Officer since 1 Jul 1991. Francis Xavier Gannon joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
First Investors Consolidated Corporation	Holding company	1 Jan 1968	75% - 100%	13-2608329
First Investors Consolidated Corporation	Holding company	1 Feb 1968	75% - 100%	13-2608329
Inc. Foresters Financial Holding Company	Holding company	1 Feb 1968	75% - 100%	13-2608329
Glenn Oakes Head	Director	1 Feb 1968	25% - 50%	240921
Glen Oakes Head	Chairman & director	1 Feb 1984	25% - 50%	240921
Glenn Oakes Head	Chairman	1 Jun 1984	25% - 50%	240921
John Thielen Sullivan	Director	1 Jan 1990	Other	2487454
Clark David Wagner	Chief investment officer	1 Jul 1991	Other	2169225
Larry Raymond Lavoie	Chief legal officer	1 Mar 1993	Other	2337147
Kathryn Sue Head	President	1 Apr 1994	Other	1181913
Kathryn Sue Head	President & director	1 Mar 1995	Other	1181913
Kathryn Sue Head	Director	1 Jul 1997	Other	1181913
William Michael Lipkus	Chief financial officer	1 Apr 1998	Other	2944274
William Michael Lipkus	Chief financial officer	1 May 1998	Other	2944274
Michael William Deneka	Investment compliance manager	1 Aug 1999	Other	2924411
Larry Raymond Lavoie	Chief compliance officer	1 Aug 2004	Other	2337147
Kathryn Sue Head	Chairman	1 Jan 2005	Other	1181913
Larry Raymond Lavoie	Director	1 Jan 2005	Other	2337147
William Michael Lipkus	Director	1 Sep 2007	Other	2944274
Michael William Deneka	Chief compliance officer	1 Jun 2008	Other	2924411
Larry Raymond Lavoie	Chief compliance officer	1 Jun 2008	Other	2337147
Marc Steven Milgram	Chief compliance officer	1 Nov 2010	Other	5332706
Christopher Harry Pinkerton	Director	1 Jan 2011	Other	1385371
Christopher Harry Pinkerton	Chairman	1 Feb 2011	Other	1385371
Derek David Burke	President	1 Oct 2011	Other	2709305
William Michael Lipkus	Chief administrative officer	1 Jun 2012	Other	2944274
William Michael Lipkus	Chairman	1 Aug 2012	Other	2944274
Derek David Burke	Director	1 Aug 2012	Other	2709305
Francis Xavier Gannon	Chief financial officer	1 Apr 2013	Other	6181654

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Glenn Oakes Head	Shareholder	1 May 1968	50% - 75%	240921
Carol Jane Head	Shareholder	1 May 1968	25% - 50%	5630216
The Independent Order Of Foresters	Owner	1 Jan 2011	75% - 100%	23-7563162

Based in New York

The principal office where First Investors Management Company, Inc. performs its advisory services is located at 40 Wall Street, New York, NY 10005 1343, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-858-8000 or by fax 212-858-8119. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at firstinvestors.com.