Cazenove Capital Management Limited (London)

Name: Cazenove Capital Management Limited
Address: 12 Moorgate, London, Ec2 R 6 Da
Telephone: +44 (0)20 3479 1000

Cazenove Capital Management Limited is a large advisory firm based in London. It manages $23.47 billion of regulatory assets for 10,572 client accounts. It has been registered with the SEC as an adviser since 2006.

Cazenove Capital Management Limited provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cazenove Capital Management Limited: assets under management

The assets under management (AUM) of Cazenove Capital Management Limited is $23.47 billion. The firm's AUM has grown by 74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $23.47 billion in discretionary accounts and $675.27 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.22 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $337.63 thousand.

Cazenove Capital Management Limited has custody of $22.09 billion in cash and securities for 10,512 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cazenove Capital Management Limited for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cazenove Capital Management Limited

Peter Harrison has been acting as President since 1 Jul 2013. Schroder Plc joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Crispin James Alan Nevill Latymer	Officer - manager	1 Apr 2001	Other	4568314
Jeffrey Christopher Hayes	Officer - manager	1 May 2001	Other	4489094
Anne Edmond West	Head of investments - manager	1 Jul 2001	Other	4393322
Andrew John Shirley Ross	Ceo/director - manager	1 Nov 2001	Other	4489096
Mary Anne Daly	Officer - manager	1 Nov 2001	Other	4568311
Robin John Minter Kemp	Officer - manager	1 Aug 2002	Other	4568310
Michael Burns Neilson	Chief operating officer - manager	1 Jul 2003	Other	4809024
Annamaria Enrichetta Lovell	Officer - manager	1 Oct 2003	Other	4809028
Jeremy William John Turnbull	Chief compliance officer - manager	1 Jun 2005	Other	4977094
Ccm Holdings Limited	Parent company	1 Jan 2006	75% - 100%	foreign
David John Austin	Officer-manager	1 Dec 2006	Other	5278135
Carolyn Sims	Chief financial director - manager	1 May 2007	Other	5478216
Richard Stephen Jeffrey	Head of investments - manager	1 Jan 2009	Other	5633128
Jeremy Vernon Hervey	Officer - manager	1 Dec 2009	Other	5748642
Alexander Stewart Dudgeon	Officer - manager	1 Feb 2010	Other	5753775
Peter Harrison	Director	1 Jul 2013	Other	4869479
Philip Stephen Arnold Mallinckrodt	Director	1 Jul 2013	Other	6233884

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Schroder Plc	Shareholder	1 Jul 2013	75% - 100%	foreign

Based in London

The principal office where Cazenove Capital Management Limited performs its advisory services is located at 12 Moorgate, London, Ec2 R 6 Da, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0)20 3479 1000 or by fax +44 (0)20 3479 1010. The normal business hours are 9:00 a.m. to 5:30 p.m. (uk) on Monday - Friday. You can find more information about the New York firm at www.cazenovecapital.com.