Ecc Fund Manager Ii, LLC (New York)

Name: Ecc Fund Manager Ii, LLC
Address: 575 Lexington Avenue, New York, NY, 10022
Telephone: 800-313-2616

Ecc Fund Manager Ii, LLC is a large advisory firm based in New York. It manages $460.91 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2015.

Ecc Fund Manager Ii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ecc Fund Manager Ii: assets under management

The assets under management (AUM) of Ecc Fund Manager Ii, LLC is $460.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 339% since the beginning of its operation, and $175.36 million of the total AUM is attributable to clients outside of the United States.

The firm manages $460.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.84 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ecc Fund Manager Ii, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ecc Fund Manager Ii serves?

The only and largest group of clients of Ecc Fund Manager Ii is pooled investment vehicles with 7 clients and $460.91 million of assets under management. Among the 8 most similar advisory firms, Ecc Fund Manager Ii has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $460.91 million for 7 clients. 37% of the firm’s clients are foreign persons or businesses.

Ecc Fund Manager Ii also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $2,000,000.

Careers at Ecc Fund Manager Ii, LLC

The company employs 16 people that are either part- or full-time employees. 13 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Emerald Creek Advisors	Member	1 May 2012	75% - 100%	26-4173667
Lauren Elizabeth Petrozziello	Chief compliance officer	1 Jul 2014	Other	5748311
Tara Danielle Callori	Chief financial officer	1 Jul 2014	Other	6437905

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark Iddo Bahiri	Member	1 Feb 2009	25% - 50%	xxx-xx-xxxx
Mark Damon Penna	Member	1 Feb 2009	25% - 50%	2984827

Based in New York

The principal office where Ecc Fund Manager Ii, LLC performs its advisory services is located at 575 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Palm Beach Gardens, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-313-2616 or by fax 646-417-7574. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at plus.google.com/+emeraldcreekcapitalnewyork.